Filing Details
- Accession Number:
- 0001509432-15-000019
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-02-23 19:21:03
- Reporting Period:
- 2015-02-19
- Filing Date:
- 2015-02-23
- Accepted Time:
- 2015-02-23 19:21:03
- SEC Url:
- Form 4 Filing
Issuer
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1511893 | Mallun Yen | C/O Rpx Corporation One Market Plaza, Suite 800 San Francisco CA 94105 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-02-19 | 50,000 | $6.63 | 78,721 | No | 4 | M | Direct | |
Common Stock | Disposition | 2015-02-19 | 50,000 | $14.20 | 28,721 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2015-02-20 | 4,688 | $0.00 | 33,409 | No | 4 | M | Direct | |
Common Stock | Disposition | 2015-02-20 | 1,762 | $14.10 | 31,647 | No | 4 | F | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (right to buy) | Disposition | 2015-02-19 | 50,000 | $0.00 | 50,000 | $6.63 |
Common Stock | Restricted Stock Units | Disposition | 2015-02-20 | 4,688 | $0.00 | 4,688 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
354,685 | 2020-11-15 | No | 4 | M | Direct | |
56,250 | No | 4 | M | Direct |
Footnotes
- The price reported in column 4 is the weighted average price. The shares were sold in multiple transactions ranging from $14.10 to $14.275, inclusive. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.
- The option representing the right to purchase a total of 700,000 shares vests as follows: 1/4th of the shares subject to the option vest on November 1, 2011, subject to the Reporting Person's continuous service with the Issuer through such date, and with respect to 1/48th of the shares subject to the option vest when the Reporting Person completes each month of continuous service thereafter.
- Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. The units were awarded at no cost to Reporting Person.
- 6.25% of the 75,000 stock units subject to the award vest on May 20, 2014 and 6.25% of the shares subject to the award vest in equal quarterly installments thereafter, provided that Reporting Person remains in continuous service through each vest date. The quarterly vest dates are February 20, May 20, August 20 and November 20.