Filing Details
- Accession Number:
- 0001162194-15-000023
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-02-23 18:15:57
- Reporting Period:
- 2015-02-19
- Filing Date:
- 2015-02-23
- Accepted Time:
- 2015-02-23 18:15:57
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1162194 | Fluidigm Corp | FLDM | Laboratory Analytical Instruments (3826) | 770513190 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1201580 | D Samuel Colella | C/O Versant Ventures 3000 Sand Hill Road, #4-210 Menlo Park CA 94025 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-02-19 | 3,200 | $16.00 | 22,873 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2015-02-19 | 12,000 | $14.00 | 34,873 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2015-02-19 | 12,000 | $13.08 | 46,873 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2015-02-19 | 8,670 | $8.37 | 55,543 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2015-02-19 | 2,970 | $4.45 | 58,513 | No | 4 | M | Direct | |
Common Stock | Disposition | 2015-02-19 | 38,840 | $38.97 | 19,673 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2015-02-20 | 5,700 | $4.45 | 25,373 | No | 4 | M | Direct | |
Common Stock | Disposition | 2015-02-20 | 5,700 | $38.92 | 19,673 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2015-02-19 | 3,200 | $0.00 | 3,200 | $16.00 |
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2015-02-19 | 12,000 | $0.00 | 12,000 | $14.00 |
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2015-02-19 | 12,000 | $0.00 | 12,000 | $13.08 |
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2015-02-19 | 8,670 | $0.00 | 8,670 | $8.37 |
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2015-02-19 | 2,970 | $0.00 | 2,970 | $4.45 |
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2015-02-20 | 5,700 | $0.00 | 5,700 | $4.45 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2023-06-06 | No | 4 | M | Direct | |
0 | 2022-05-16 | No | 4 | M | Direct | |
0 | 2021-09-07 | No | 4 | M | Direct | |
0 | 2021-01-06 | No | 4 | M | Direct | |
5,700 | 2020-01-28 | No | 4 | M | Direct | |
0 | 2020-01-28 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 5,561 | Indirect | Colella Family Partners, L.P |
Footnotes
- The shares are held by Colella Family Partners, L.P. ("Colella Partners"). The Reporting Person is the General Partner of Colella Partners. The Reporting Person disclaims beneficial ownership of such shares held by Colella Partners, except to the extent of his proportionate pecuniary interest therein, if any.
- The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $38.30 to $39.23, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
- The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $38.70 to $39.06, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
- The shares subject to the Option fully vested on June 6, 2014.
- The shares subject to the Option fully vested on May 16, 2013.
- The shares subject to the Option fully vested on September 8, 2012.
- The shares subject to the Option fully vested on January 28, 2012.
- The shares subject to the Option fully vested on January 28, 2011.