Filing Details

Accession Number:
0001162194-15-000023
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-02-23 18:15:57
Reporting Period:
2015-02-19
Filing Date:
2015-02-23
Accepted Time:
2015-02-23 18:15:57
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1162194 Fluidigm Corp FLDM Laboratory Analytical Instruments (3826) 770513190
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1201580 D Samuel Colella C/O Versant Ventures
3000 Sand Hill Road, #4-210
Menlo Park CA 94025
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-02-19 3,200 $16.00 22,873 No 4 M Direct
Common Stock Acquisiton 2015-02-19 12,000 $14.00 34,873 No 4 M Direct
Common Stock Acquisiton 2015-02-19 12,000 $13.08 46,873 No 4 M Direct
Common Stock Acquisiton 2015-02-19 8,670 $8.37 55,543 No 4 M Direct
Common Stock Acquisiton 2015-02-19 2,970 $4.45 58,513 No 4 M Direct
Common Stock Disposition 2015-02-19 38,840 $38.97 19,673 No 4 S Direct
Common Stock Acquisiton 2015-02-20 5,700 $4.45 25,373 No 4 M Direct
Common Stock Disposition 2015-02-20 5,700 $38.92 19,673 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Buy) Disposition 2015-02-19 3,200 $0.00 3,200 $16.00
Common Stock Employee Stock Option (Right to Buy) Disposition 2015-02-19 12,000 $0.00 12,000 $14.00
Common Stock Employee Stock Option (Right to Buy) Disposition 2015-02-19 12,000 $0.00 12,000 $13.08
Common Stock Employee Stock Option (Right to Buy) Disposition 2015-02-19 8,670 $0.00 8,670 $8.37
Common Stock Employee Stock Option (Right to Buy) Disposition 2015-02-19 2,970 $0.00 2,970 $4.45
Common Stock Employee Stock Option (Right to Buy) Disposition 2015-02-20 5,700 $0.00 5,700 $4.45
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2023-06-06 No 4 M Direct
0 2022-05-16 No 4 M Direct
0 2021-09-07 No 4 M Direct
0 2021-01-06 No 4 M Direct
5,700 2020-01-28 No 4 M Direct
0 2020-01-28 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 5,561 Indirect Colella Family Partners, L.P
Footnotes
  1. The shares are held by Colella Family Partners, L.P. ("Colella Partners"). The Reporting Person is the General Partner of Colella Partners. The Reporting Person disclaims beneficial ownership of such shares held by Colella Partners, except to the extent of his proportionate pecuniary interest therein, if any.
  2. The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $38.30 to $39.23, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
  3. The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $38.70 to $39.06, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
  4. The shares subject to the Option fully vested on June 6, 2014.
  5. The shares subject to the Option fully vested on May 16, 2013.
  6. The shares subject to the Option fully vested on September 8, 2012.
  7. The shares subject to the Option fully vested on January 28, 2012.
  8. The shares subject to the Option fully vested on January 28, 2011.