Filing Details

Accession Number:
0001209191-15-017363
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-02-23 17:46:15
Reporting Period:
2015-02-19
Filing Date:
2015-02-23
Accepted Time:
2015-02-23 17:46:15
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1415336 Zeltiq Aesthetics Inc ZLTQ Electromedical & Electrotherapeutic Apparatus (3845) 270119051
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1562195 Carl Lamm 4698 Willow Road
Suite 100
Pleasanton CA 94588
Vice President Of Operations No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-02-19 4,072 $0.00 24,114 No 4 A Direct
Common Stock Disposition 2015-02-21 934 $34.23 23,180 No 4 F Direct
Common Stock Disposition 2015-02-23 2,315 $34.16 20,865 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 F Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Acquisiton 2015-02-19 2,036 $0.00 2,036 $34.65
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
2,036 2025-02-18 No 4 A Direct
Footnotes
  1. These restricted stock units vest as follows: 25% of the total number of shares subject to the restricted stock units vest on February 19, 2016, and the remainder vest annually at a rate of 25% per year, subject to the Reporting Person's continued service to the Issuer.
  2. Represents the number of shares withheld by and surrendered to the Issuer on February 21, 2015, to satisfy tax withholding obligations that arose in connection with the vesting of a restricted stock units ("RSUs"). The initial RSUs for 10,000 shares vest annually at a rate of 25% per year, subject to the Reporting Person's continued service to the Issuer, of which the first installment vested on February 21, 2015.
  3. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 28, 2014.
  4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.02 to $34.31, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
  5. 25% of the total number of shares subject to the option vest on February 19, 2016, and the remainder vest in equal monthly installments over a 36 month period thereafter, subject to the Reporting Person's continued service to the Issuer.