Home > Insider Trading > Filing (0001181431-15-003092)

Filing Details

Accession Number:: 0001181431-15-003092
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2015-02-23 17:41:53
Reporting Period:: 2015-02-19

Filing Date:: 2015-02-23
Accepted Time:: 2015-02-23 17:41:53
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1364250	Douglas Emmett Inc	DEI	Real Estate Investment Trusts (6798)	203073047

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1378407	A Dan Emmett	808 Wilshire Boulevard Suite 200 Santa Monica CA 90401	Chairman Of The Board	Yes	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2015-02-19	100,000	$29.54	2,722,857	No	4	S	Indirect	See footnote 6.
Common Stock	Disposition	2015-02-19	40,000	$29.54	2,682,857	No	4	S	Indirect	See footnote 6.

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	See footnote 6.
No	4	S	Indirect	See footnote 6.

Footnotes

The sales reported herein were effected pursuant to Rule 10b5-1 trading plans entered into by the Dan A. Emmett Revocable Trust (the "Trust") and Rivermouth Partners, L.P., a California limited partnership ("Rivermouth"), as of November 18, 2014. Reporting Person is president of the manager of the general partner of Rivermouth.
The aggregate of shares of Issuer's common stock ("Shares") sold by the Trust on the same day at different prices.
Represents the weighted average sales price. The Shares were sold at prices ranging from $29.415 to $29.78 per share. Full information regarding the number of Shares sold at each price shall be provided to the Securities and Exchange Commission Staff (the "Staff"), Issuer or any security holder, upon request.
The aggregate number of Shares sold by Rivermouth on the same day at different prices.
Following the sales reported herein, Reporting Person continued to beneficially own 9,960,442, common stock equivalents, including common stock, OP Units, and long term incentive plan units ("LTIP Units"). Upon the occurrence of certain events, OP Units and LTIP Units are redeemable and exchangeable, without consideration, by the holder for an equivalent number of Shares or for the cash value of such Shares, at Issuer's election.
Shares beneficially owned by Reporting Person include (i) 1,937,107 Shares owned by the Trust; (ii) 633,750 Shares owned by the Emmett Foundation, a California charitable organization, and disclaimed by Reporting Person; (iii) 40,000 Shares owned by Rivermouth and disclaimed by Reporting Person except to the extent of his pecuniary interest therein; and (iv) 72,000 Shares owned by certain trusts for the benefit of Reporting Person's spouse and children of which the Reporting Person is a trustee and has voting and investment power but disclaims beneficial ownership. Derivative securities beneficially owned include 7,264,965 OP Units, 12,620 LTIP Units some of which are subject to vesting, and 274,355 vested stock options (right to buy). Upon the occurrence of certain events, OP Units and LTIP Units are redeemable, without consideration, by the holder for an equivalent number of Shares or for the cash value of such Shares, at Issuer's election.