Filing Details

Accession Number:
0001144204-15-011504
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-02-23 17:41:51
Reporting Period:
2015-02-19
Filing Date:
2015-02-23
Accepted Time:
2015-02-23 17:41:51
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1372514 Eyegate Pharmaceuticals Inc EYEG Pharmaceutical Preparations (2834) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1604072 Ii Capital Ventech 47 Avenue De L'Opera
Paris Cedex 07 I0 75002
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-02-19 506,563 $0.00 506,563 No 4 C Direct
Common Stock Acquisiton 2015-02-19 142,218 $0.00 648,781 No 4 C Direct
Common Stock Acquisiton 2015-02-19 501,405 $0.00 1,150,186 No 4 C Direct
Common Stock Acquisiton 2015-02-19 241,270 $4.20 1,391,456 No 4 C Direct
Common Stock Acquisiton 2015-02-19 102,777 $6.00 1,494,233 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Direct
No 4 C Direct
No 4 C Direct
No 4 C Direct
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Series B Preferred Stock Disposition 2015-02-19 11,801 $0.00 11,801 $0.00
Common Stock Series C Preferred Stock Disposition 2015-02-19 17,363 $0.00 17,363 $0.00
Common Stock Series D Preferred Stock Disposition 2015-02-19 140,685 $0.00 140,685 $0.00
Common Stock Convertible Promissory Note Acquisiton 2015-02-19 0 $1,013,334.00 241,270 $4.20
Common Stock Convertible Promissory Note Disposition 2015-02-19 0 $0.00 241,270 $4.20
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 C Direct
0 No 4 C Direct
0 No 4 C Direct
0 2015-02-19 2015-06-06 No 4 P Direct
0 2015-02-19 2015-06-06 No 4 C Direct
Footnotes
  1. Upon closing of the Issuer's initial public offering, each share of Series B Preferred Stock converted automatically into shares of Common Stock of the Issuer on a 10.94-for-one basis, and had no expiration date.
  2. Upon closing of the Issuer's initial public offering, each share of Series C Preferred Stock converted automatically into shares of Common Stock of the Issuer on a 9.60-for-one basis, and had no expiration date.
  3. Upon closing of the Issuer's initial public offering, each share of Series D Preferred Stock converted automatically into shares of Common Stock of the Issuer on a 10.96-for-one basis, and had no expiration date.