Filing Details
- Accession Number:
- 0001412109-15-000013
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-02-23 17:12:04
- Reporting Period:
- 2015-02-20
- Filing Date:
- 2015-02-23
- Accepted Time:
- 2015-02-23 17:12:04
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1412109 | Simplicity Bancorp Inc. | SMPL | Savings Institution, Federally Chartered (6035) | 261500698 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1448972 | J Michael Sacher | 1359 N. Grand Ave. Covina CA 91724 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-02-20 | 1,500 | $17.30 | 8,378 | No | 4 | P | Indirect | By Living Trust and IRA |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By Living Trust and IRA |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 4,693 | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Options | $11.72 | 2009-11-16 | 2018-11-16 | 7,194 | 7,194 | Direct |
Common Stock | Stock Options | $10.84 | 2010-01-30 | 2019-01-30 | 7,194 | 7,194 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2018-11-16 | 7,194 | 7,194 | Direct |
2019-01-30 | 7,194 | 7,194 | Direct |