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Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1397911	Lpl Financial Holdings Inc.	LPLA	Security & Commodity Brokers, Dealers, Exchanges & Services (6200)	203717839

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1487487	H. Dan Arnold	C/O Lpl Financial Holdings Inc. 75 State Street Boston MA 02109	Chief Financial Officer	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2015-02-19	18,542	$27.80	204,469	No	4	M	Direct
Common Stock	Disposition	2015-02-19	18,542	$46.15	185,927	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Option to purchase Common Stock	Disposition	2015-02-19	18,542	$0.00	18,542	$27.80

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
31,458		2018-02-05	No	4	M	Direct

Footnotes

The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 13, 2014.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.00 to $46.73, inclusive. The Reporting Person undertakes to provide to LPL Financial Holdings Inc., any security holder of LPL Financial Holdings Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2) to this Form 4.
Consists of (i) 168,684 shares of Common Stock; (ii) 4,837 restricted stock units that vest in full on February 25, 2015; (iii) 3,284 restricted stock units that vest ratably on each of February 24, 2015, February 24, 2016 and February 24, 2017; and (iv) 9,122 restricted stock units that vest in full on February 24, 2017.
This option, which represented a right to purchase a total of 50,000 shares, vested on February 5, 2013 and is currently exercisable for 31,458 shares.