Filing Details
- Accession Number:
- 0001192381-15-000019
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2015-02-20 20:01:05
- Reporting Period:
- 2015-02-10
- Filing Date:
- 2015-02-20
- Accepted Time:
- 2015-02-20 20:01:05
- Original Submission Date:
- 2015-02-12
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
707549 | Lam Research Corp | LRCX | Special Industry Machinery, Nec (3559) | 942634797 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1469469 | R Douglas Bettinger | 4650 Cushing Parkway Fremont CA 94538 | Evp, Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2015-02-10 | 3,662 | $79.90 | 33,718 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Footnotes
- Shares sold pursuant to 10b5-1 Trading Plan.
- The stock option exercise, and sale of common stock acquired upon such exercise, of 3,740 shares pursuant to a 10b5-1 Trading Plan that were reported in a Form 4 filed on February 12, 2015 (the "Form 4"), which the broker acknowledged were erroneously executed without the reporting person's involvement due to the broker's error, were undone through the broker's error account and therefore did not occur for the reporting person's account. After nullifying the erroneous transactions, and following the sale of 3,662 shares also reported in the Form 4, the reporting person owned 33,718 shares of common stock, including shares subject to unvested Restricted Stock Units, and held Employee Stock Options subject to 57,096 shares.