Home > Insider Trading > Filing (0001179110-15-003072)

Filing Details

Accession Number:: 0001179110-15-003072
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2015-02-20 17:16:11
Reporting Period:: 2015-02-19

Filing Date:: 2015-02-20
Accepted Time:: 2015-02-20 17:16:11
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1235468	Liquidity Services Inc	LQDT	Services-Business Services, Nec (7389)	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1621432	H Gardner Dudley	C/O Liquidity Services, Inc. 1920 L Street, N.w., 6Th Floor Washington DC 20036	Pres, Capital Assets Group	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2015-02-19	2,922	$9.60	0	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct

Reported Derivative Holdings

Show Other Fields >>

Sec. Name	Sec. Type	Price	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Employee Stock Option	$13.35	2020-06-16	3,188	3,188	Direct
Common Stock	Employee Stock Grant	$15.47	2020-11-30	2,211	2,211	Direct
Common Stock	Employee Stock Grant	$31.37	2021-11-22	1,145	1,145	Direct
Common Stock	Employee Stock Grant	$38.09	2022-11-16	1,250	1,250	Direct
Common Stock	Employee Stock Grant	$38.09	2022-11-16	2,500	2,500	Direct
Common Stock	Employee Stock Grant	$21.99	2023-11-27	1,246	1,246	Direct
Common Stock	Employee Stock Grant	$21.99	2023-11-27	1,661	1,661	Direct
Common Stock	Employee Stock Option	$21.99	2023-11-27	3,519	3,519	Direct
Common Stock	Employee Stock Option	$21.99	2023-11-27	3,519	3,519	Direct
Common Stock	Employee Stock Grant	$13.57	2024-05-14	22,108	22,108	Direct
Common Stock	Employee Stock Grant	$12.57	2024-10-27	25,000	25,000	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2020-06-16	3,188	3,188	Direct
2020-11-30	2,211	2,211	Direct
2021-11-22	1,145	1,145	Direct
2022-11-16	1,250	1,250	Direct
2022-11-16	2,500	2,500	Direct
2023-11-27	1,246	1,246	Direct
2023-11-27	1,661	1,661	Direct
2023-11-27	3,519	3,519	Direct
2023-11-27	3,519	3,519	Direct
2024-05-14	22,108	22,108	Direct
2024-10-27	25,000	25,000	Direct

Footnotes

These options became fully vested on June 1, 2014.
These restricted shares will vest, if at all, based on the Issuer's achievement of certain financial milestones.
Twenty-five percent of this restricted stock grant vested on October 1, 2012 and thereafter 1/4th of the restricted stock grant will vest on October 1 of each year for three years.
Twenty-five percent of this restricted stock grant vested on October 1, 2013 and thereafter 1/4th of the restricted stock grant will vest on October 1 of each year for three years.
The restricted stares will vest, if at all, based on the Issuer's achievement of certain financial milestones.
Twenty-five percent of this restricted stock grant vested on October 1, 2014 and thereafter 1/4th of the restricted stock grant will vest on October 1 of each year for three years.
These restricted shares will vest, if at all, based on the Issuer's achievement of certain financial milestones.
Twenty-five percent of this option grant vested on October 1, 2014 and thereafter 1/48th of the option grant will vest each month for thirty-six months.
This option becomes exercisable, if at all, based on the Issuer's achievement of certain financial milestones.
Twenty-five percent of the restricted stock grant will vest on April 1, 2015 and thereafter 1/4th of the restricted stock grant will vest on April 1 of each year for three years.
Twenty-five percent of this restricted stock grant will vest on October 1, 2015 and thereafter 1/4th of the restricted stock grant will vest on October 1 of each year for three years.