Filing Details

Accession Number:
0001209191-15-016764
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-02-20 16:44:04
Reporting Period:
2015-02-20
Filing Date:
2015-02-20
Accepted Time:
2015-02-20 16:44:04
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
722256 Hudson Valley Holding Corp HVB State Commercial Banks (6022) 133148745
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1593478 P James Blose C/O 21 Scarsdale Road
Yonkers NY 10707
Evp, General Counsel No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2015-02-20 409 $25.77 11,432 No 4 F Direct
Common Stock Disposition 2015-02-20 3,500 $25.74 7,932 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 F Direct
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,000 Indirect by IRA
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Options (Right-to--Buy) $26.46 2006-10-02 2016-10-02 1,325 1,325 Direct
Common Stock Stock Options (Right-to-Buy) $35.27 2007-10-17 2017-10-17 2,172 2,172 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2016-10-02 1,325 1,325 Direct
2017-10-17 2,172 2,172 Direct
Footnotes
  1. Includes 2,900 shares of Restricted Stock which vest over 3 years on the anniversary of the grant commencing 02/20/2015, at a rate of 33.3% for each year (967 shares vested on 02/20/2015, 967 shares will vest on 02/20/2016 and 966 shares will vest on 02/20/2017).
  2. Includes 500 shares held jointly with spouse.
  3. Represents Non-Qualified Stock Options granted under the Issuer's 2002 Stock Option Plan to the Reporting Person in his capacity as an outside legal advisor to the Issuer.