Filing Details
- Accession Number:
- 0001127602-15-007403
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-02-20 16:16:48
- Reporting Period:
- 2015-02-18
- Filing Date:
- 2015-02-20
- Accepted Time:
- 2015-02-20 16:16:48
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1156039 | Anthem Inc. | ANTM | Hospital & Medical Service Plans (6324) | 352145715 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1415516 | R Kenneth Goulet | 120 Monument Circle Indianapolis IN 46204 | Evp, Commercial & Specialty | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-02-18 | 72,805 | $70.80 | 143,870 | No | 4 | M | Direct | |
Common Stock | Disposition | 2015-02-18 | 65,205 | $141.48 | 78,665 | No | 4 | S | Direct | |
Common Stock | Disposition | 2015-02-18 | 7,600 | $142.35 | 71,065 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2015-02-18 | 72,805 | $0.00 | 72,805 | $70.80 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2015-03-03 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 5,969 | Indirect | Stock Units Held In 401(k) Plan |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $141.06 to $142.05. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $142.06 to $142.60. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- Includes units acquired under ANTM's Qualified 401(k) Plan (which represent 41.41 shares of ANTM common stock) since the date of the reporting person's last ownership report.
- The information in this report is based on the plan trustee's calculation of stock units held as of 2/18/15.
- The option, representing a right to purchase a total of 72,805 shares, became exercisable in five equal semi-annual installments of 12,134 shares each and one semi-annual installment of 12,135 shares beginning on September 3, 2008, which was the six-month anniversary of the date on which the option was granted.