Filing Details
- Accession Number:
- 0001633970-15-000006
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2015-02-19 19:28:35
- Reporting Period:
- 2015-02-17
- Filing Date:
- 2015-02-19
- Accepted Time:
- 2015-02-19 19:28:35
- Original Submission Date:
- 2015-02-19
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1596783 | Catalent Inc. | CTLT | Pharmaceutical Preparations (2834) | 208737688 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1612314 | Nielsen Kurt | C/O Catalent, Inc. 14 Schoolhouse Road Somerset NJ 08873 | See Remarks | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-02-17 | 71,520 | $10.71 | 95,196 | No | 4 | M | Direct | |
Common Stock | Disposition | 2015-02-17 | 42,429 | $27.41 | 52,767 | No | 4 | F | Direct | |
Common Stock | Disposition | 2015-02-17 | 29,091 | $27.41 | 23,676 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Options to purchase common stock | Disposition | 2015-02-17 | 71,520 | $0.00 | 71,520 | $10.71 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
33,480 | 2011-02-09 | 2020-02-09 | No | 4 | M | Direct |
Footnotes
- Represents shares withheld to pay the exercise price and applicable withholding taxes associated with the exercise of stock options.
- These shares were sold in multiple transactions at prices ranging from $27.33 to $27.50, inclusive. Thereporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- On February 9, 2010, the reporting person was granted an option to purchase 105,000 shares of common stock of the Issuer, which vest and become exercisable in five equal annual installments beginning on February 9, 2011
- This Form 4 is being amended to correct the number of stock options exercised, the number of shares withheld to pay the exercise price and the applicable withholding taxes and the number of shares sold.