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Filing Details

Accession Number:: 0001490660-15-000035
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2015-02-19 19:08:31
Reporting Period:: 2015-02-17

Filing Date:: 2015-02-19
Accepted Time:: 2015-02-19 19:08:31
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1490660	Marketo Inc.	MKTO	Services-Prepackaged Software (7372)	562558241

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1200465	M Phillip Fernandez	901 Mariners Island Blvd San Mateo CA 94404	President, Ceo & Chairman	Yes	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2015-02-17	6,000	$4.56	159,355	No	4	M	Direct
Common Stock	Disposition	2015-02-17	6,000	$28.01	153,355	No	4	S	Direct
Common Stock	Acquisiton	2015-02-18	6,000	$4.56	159,355	No	4	M	Direct
Common Stock	Disposition	2015-02-18	6,000	$27.30	153,355	No	4	S	Direct
Common Stock	Disposition	2015-02-18	9,865	$27.11	143,490	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Non-Qualified Stock Option (right to buy)	Disposition	2015-02-17	6,000	$0.00	6,000	$4.56
Common Stock	Non-Qualified Stock Option (right to buy)	Disposition	2015-02-18	6,000	$0.00	6,000	$4.56

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
670,000		2022-04-30	No	4	M	Direct
664,000		2022-04-30	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	310,214	Indirect	by Trust

Footnotes

The shares were sold pursuant to Mr. Fernandez's 10b5-1 Plan entered into on August 27, 2014.
This transaction was executed in multiple trades at prices ranging from $27.75 to $28.27. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $26.93 to $27.77. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Represents the number of shares sold by the reporting person to cover tax withholding obligations in connection with the vesting of restricted stock units. This sale is mandated by the Issuer's election under its 2013 Equity Incentive Plan to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person.
This transaction was executed in multiple trades at prices ranging from $26.90 to $27.34. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
The shares are held directly by the Phillip M. Fernandez Living Trust dated August 4, 2010 for which the reporting person serves as trustee.
The option is subject to an early exercise provision and is immediately exercisable. One-fourth of the shares subject to the option vested on May 1, 2013 and one forty-eighth of the shares vest monthly thereafter.