Filing Details
- Accession Number:
- 0001230245-15-000061
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-02-19 18:14:22
- Reporting Period:
- 2015-02-17
- Filing Date:
- 2015-02-19
- Accepted Time:
- 2015-02-19 18:14:22
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1230245 | Piper Jaffray Companies | PJC | Security Brokers, Dealers & Flotation Companies (6211) | 300168701 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1453018 | Bradley Martin Winges | 800 Nicollet Mall Minneapolis MN 55402 | Cio And Head Of Fixed Income | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2015-02-17 | 2,618 | $55.26 | 28,133 | No | 4 | F | Direct | |
Common Stock | Disposition | 2015-02-18 | 421 | $54.56 | 27,712 | No | 4 | F | Direct | |
Common Stock | Acquisiton | 2015-02-18 | 7,511 | $0.00 | 35,223 | No | 4 | A | Direct | |
Common Stock | Disposition | 2015-02-17 | 85 | $52.95 | 0 | No | 4 | S | Indirect | By PJC Retirement Plan |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | F | Direct | |
No | 4 | F | Direct | |
No | 4 | A | Direct | |
No | 4 | S | Indirect | By PJC Retirement Plan |
Footnotes
- Intra-plan transfer in connection with the elimination of the Piper Jaffray Companies common stock fund as an investment option in the Piper Jaffray Companies Retirement Plan.