Filing Details
- Accession Number:
- 0001234452-11-000061
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-01-31 12:20:24
- Reporting Period:
- 2011-01-27
- Filing Date:
- 2011-01-31
- Accepted Time:
- 2011-01-31 12:20:24
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 804328 | Qualcomm Inc | QCOM | Radio & Tv Broadcasting & Communications Equipment (3663) | 953685934 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1191312 | E William Keitel | 5775 Morehouse Dr. San Diego CA 92121-1714 | Evp & Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-01-27 | 37,586 | $44.75 | 45,760 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-01-27 | 37,586 | $54.20 | 8,174 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2011-01-27 | 247,916 | $37.29 | 256,090 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-01-27 | 247,916 | $54.20 | 8,174 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2011-01-27 | 150,000 | $35.66 | 158,174 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-01-27 | 150,000 | $54.20 | 8,174 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2011-01-27 | 150,000 | $0.00 | 150,000 | $35.66 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2011-01-27 | 247,916 | $0.00 | 247,916 | $37.29 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2011-01-27 | 37,586 | $0.00 | 37,586 | $44.75 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 225,000 | 2018-11-06 | No | 4 | M | Direct | |
| 177,084 | 2017-11-11 | No | 4 | M | Direct | |
| 112,764 | 2019-11-08 | No | 4 | M | Direct |
Footnotes
- The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.
- The sale prices for this transaction ranged from $54.1900 to $54.2771. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.
- The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.
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