Filing Details
- Accession Number:
- 0001181431-15-002780
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-02-19 16:19:47
- Reporting Period:
- 2015-02-17
- Filing Date:
- 2015-02-19
- Accepted Time:
- 2015-02-19 16:19:47
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1113232 | Axcelis Technologies Inc | ACLS | Special Industry Machinery, Nec (3559) | 341818596 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1411134 | J William Bintz | 108 Cherry Hill Drive Beverly MA 01915 | Evp, Engineering And Marketing | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2015-02-17 | 10,000 | $0.70 | 84,719 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2015-02-17 | 47,168 | $0.93 | 131,887 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-02-17 | 54,768 | $2.77 | 77,119 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2015-02-17 | 2,400 | $2.78 | 74,719 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2015-02-18 | 27,832 | $0.93 | 102,551 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-02-18 | 27,832 | $2.77 | 74,719 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2015-02-17 | 10,000 | $0.00 | 10,000 | $0.70 |
| Common Stock | Stock Option (right to buy) | Disposition | 2015-02-17 | 47,168 | $0.00 | 47,168 | $0.93 |
| Common Stock | Stock Option (right to buy) | Disposition | 2015-02-18 | 27,832 | $0.00 | 27,832 | $0.93 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2012-11-17 | 2018-11-17 | No | 4 | M | Direct |
| 102,832 | 2014-07-16 | 2019-07-16 | No | 4 | M | Direct |
| 75,000 | 2014-07-16 | 2019-07-16 | No | 4 | M | Direct |
Footnotes
- These options are from an original grant of 150,000 shares, of which 50% was vested on 7/16/2014, and 25% will vest on each of 7/16/2015 and 7/16/2016.
- See footnote 1.
Billionaire Hedge Funds
