Home > Insider Trading > Filing (0001209191-15-015998)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1120193	Nasdaq Omx Group Inc.	NDAQ	Security & Commodity Brokers, Dealers, Exchanges & Services (6200)	521165937

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1347221	M Anna Ewing	One Liberty Plaza New York NY 10006	Executive Vice President	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock, Par Value $0.01 Per Share	Acquisiton	2015-02-17	81,656	$0.00	126,168	No	4	A	Direct
Common Stock, Par Value $0.01 Per Share	Disposition	2015-02-17	41,599	$49.92	84,569	No	4	F	Direct
Common Stock, Par Value $0.01 Per Share	Disposition	2015-02-18	20,028	$49.74	64,541	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	A	Direct
No	4	F	Direct
No	4	S	Direct

Reported Derivative Holdings

Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Employee Stock Option (Right to Buy)	$45.38		2017-12-12	22,564	22,564	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2017-12-12	22,564	22,564	Direct

Footnotes

Represents the settlement of performance share units (PSUs) that were granted under Nasdaq's Equity Incentive Plan on May 7, 2012. The ultimate amount of shares to be received under the grant depended upon the achievement of performance goals during a three-year performance period from January 1, 2012 through December 31, 2014. On February 17, 2015, Nasdaq's Board of Directors approved the settlement of the PSU grant. The shares underlying the PSUs vested on December 31, 2014.
Represents the surrender of shares to pay withholding taxes in connection with the settlement of PSUs, as described above.
The sale reported was effected pursuant to a Rule 10b5-1 trading plan.
The price reported in this box is a weighted average price. These shares were sold in multiple transactions at prices ranging from $49.66 to $49.81, inclusive. The reporting person undertakes to provide to Nasdaq, any security holder of Nasdaq or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (4) to this Form 4.
Represents (i) 3,061 vested shares of restricted stock, (ii) 53,614 vested shares underlying performance share units, and (iii) 7,866 shares purchased under the Employee Stock Purchase Plan.
Options exercisable.