Filing Details
- Accession Number:
- 0001181431-15-002779
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-02-19 16:19:25
- Reporting Period:
- 2015-02-17
- Filing Date:
- 2015-02-19
- Accepted Time:
- 2015-02-19 16:19:25
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1113232 | Axcelis Technologies Inc | ACLS | Special Industry Machinery, Nec (3559) | 341818596 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1420601 | A. Douglas Lawson | C/O Axcelis Technologies, Inc. 108 Cherry Hill Drive Beverly MA 01915 | Evp, Corporate Mktg & Strategy | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2015-02-17 | 7,088 | $1.60 | 22,186 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2015-02-17 | 18,750 | $1.99 | 40,936 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-02-17 | 3,188 | $2.80 | 37,748 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2015-02-17 | 3,900 | $2.81 | 33,848 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2015-02-17 | 15,250 | $2.76 | 18,598 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2015-02-18 | 57,912 | $1.60 | 76,510 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-02-18 | 21,687 | $2.70 | 54,823 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2015-02-18 | 6,700 | $2.72 | 48,123 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2015-02-18 | 11,504 | $2.73 | 36,619 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2015-02-18 | 13,596 | $2.74 | 23,023 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2015-02-18 | 1,825 | $2.75 | 21,198 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2015-02-18 | 2,500 | $2.76 | 18,698 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2015-02-18 | 100 | $2.77 | 18,598 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2015-02-17 | 7,088 | $0.00 | 7,088 | $1.60 |
| Common Stock | Stock Option (right to buy) | Disposition | 2015-02-17 | 18,750 | $0.00 | 18,750 | $1.99 |
| Common Stock | Stock Option (right to buy) | Disposition | 2015-02-18 | 57,912 | $0.00 | 57,912 | $1.60 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 57,912 | 2014-07-15 | 2020-07-15 | No | 4 | M | Direct |
| 56,250 | 2014-07-15 | 2020-07-15 | No | 4 | M | Direct |
| 0 | 2014-07-15 | 2020-07-15 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 12,500 | Indirect | Held by Spouse |
Footnotes
- These options are from an original grant of 75,000 shares, of which 25% were vested on 7/15/2014, and 25% will vest on each of 7/15/2015, 7/15/2016 and 7/15/2017.
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