Filing Details

Accession Number:
0001144204-15-010771
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-02-18 21:49:57
Reporting Period:
2014-01-29
Filing Date:
2015-02-18
Accepted Time:
2015-02-18 21:49:57
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1001233 Sangamo Biosciences Inc SGMO Biological Products, (No Disgnostic Substances) (2836) 680359556
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1315082 Ra Capital Healthcare Fund Lp C/O Ra Capital Management, Llc
20 Park Plaza, Suite 1200
Boston MA 02116
No No No Yes
1346824 Ra Capital Management, Llc 20 Park Plaza, Suite 1200
Boston MA 02116
No No No Yes
1384859 Peter Kolchinsky C/O Ra Capital Management, Llc
20 Park Plaza, Suite 1200
Boston MA 02116
No No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-02-05 13,694 $18.17 3,696,696 No 4 P Direct
Common Stock Acquisiton 2014-02-05 17,640 $18.21 3,714,336 No 4 P Direct
Common Stock Acquisiton 2014-02-05 10,666 $18.36 3,725,002 No 4 P Direct
Common Stock Disposition 2014-02-06 7,312 $18.42 3,717,690 No 4 S Direct
Common Stock Disposition 2014-02-07 34,688 $18.52 3,683,002 No 4 S Direct
Common Stock Acquisiton 2014-02-11 42,000 $19.65 3,725,002 No 4 P Direct
Common Stock Acquisiton 2014-02-12 42,000 $18.04 3,767,002 No 4 P Direct
Common Stock Disposition 2014-02-13 15,409 $18.46 3,751,593 No 4 S Direct
Common Stock Disposition 2014-02-14 15,380 $18.61 3,736,213 No 4 S Direct
Common Stock Disposition 2014-02-18 11,172 $18.11 3,725,041 No 4 S Direct
Common Stock Disposition 2014-02-19 6,720 $18.51 3,718,321 No 4 S Direct
Common Stock Disposition 2014-02-20 39 $18.39 3,718,282 No 4 S Direct
Common Stock Disposition 2014-02-20 35,280 $18.40 3,683,002 No 4 S Direct
Common Stock Acquisiton 2014-02-26 32,194 $19.15 3,715,196 No 4 P Direct
Common Stock Acquisiton 2014-02-26 42,000 $19.90 3,757,196 No 4 P Direct
Common Stock Disposition 2014-02-27 14,953 $19.26 3,742,243 No 4 S Direct
Common Stock Disposition 2014-02-27 17,243 $19.46 3,725,000 No 4 S Direct
Common Stock Acquisiton 2014-02-28 42,000 $18.10 3,767,000 No 4 P Direct
Common Stock Disposition 2014-03-03 67,200 $18.21 3,699,800 No 4 S Direct
Common Stock Disposition 2014-03-03 16,800 $18.23 3,683,000 No 4 S Direct
Common Stock Acquisiton 2014-03-06 42,001 $22.45 3,683,000 No 4 P Direct
Common Stock Acquisiton 2014-03-06 42,000 $22.56 3,683,000 No 4 P Direct
Common Stock Disposition 2014-03-06 31,531 $23.18 3,683,000 No 4 S Direct
Common Stock Disposition 2014-03-06 241,471 $23.24 3,683,000 No 4 S Direct
Common Stock Disposition 2014-03-06 20,415 $24.00 3,683,000 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 S Direct
No 4 S Direct
No 4 P Direct
No 4 P Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 P Direct
No 4 P Direct
No 4 S Direct
No 4 S Direct
No 4 P Direct
No 4 S Direct
No 4 S Direct
No 4 P Direct
No 4 P Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Call Option (right to buy) Disposition 2014-01-29 8,275 $7.00 827,500 $20.00
Common Stock Call Option (obligation to sell) Disposition 2014-01-29 8,275 $3.90 827,500 $30.00
Common Stock Call Option (right to buy) Disposition 2014-01-29 8,275 $5.00 827,500 $25.00
Common Stock Call Option (obligation to sell) Disposition 2014-01-29 8,275 $2.60 827,500 $35.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
8,275 2016-01-17 No 4 P Direct
8,275 2016-01-17 No 4 S Direct
8,275 2016-01-17 No 4 P Direct
8,275 2016-01-17 No 4 S Direct
Footnotes
  1. The reported securities are owned by RA Capital Healthcare Fund, L.P. (the "Fund"). RA Capital Management, LLC (the "Adviser") is the general partner of the Fund, and Peter Kolchinsky is the sole manager of the Adviser. The Adviser and Mr. Kolchinsky disclaim beneficial ownership of the reported securities in reliance on Rule 16a-1(a)(1)(v) and (vii), respectively, and therefore disclaim any obligation to report ownership of the reported securities other than on behalf of the Fund. The filing of this Form 4 shall not be construed as an admission that either the Adviser or Mr. Kolchinsky is or was, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of any of the securities reported herein. The number of shares reported in Col 5 of Table I and the number of options reported in Col 9 of Table II reflect the number of shares or options, as applicable, beneficially owned by the Fund as of the time of the last transaction reported herein.
  2. The Fund delivered these shares to a stock lender to satisfy the Fund's obligation to return shares previously borrowed.
  3. The Fund borrowed shares for delivery against this sale.
  4. These options are exercisable at any time prior to their expiration.
  5. These options reflect an "option spread" strategy pursuant to which the Fund simultaneously (1) purchased 8,275 call option contracts, each representing a right to purchase 100 shares of the issuer's common stock at $20.00 per share and (2) sold 8,275 call option contracts, each representing an obligation to sell 100 shares of the issuer's common stock at $30.00 per share.
  6. These options reflect an "option spread" strategy pursuant to which the Fund simultaneously (1) purchased 8,275 call option contracts, each representing a right to purchase 100 shares of the issuer's common stock at $25.00 per share and (2) sold 8,275 call option contracts, each representing an obligation to sell 100 shares of the issuer's common stock at $35.00 per share.