Filing Details

Accession Number:
0001513908-15-000008
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-02-18 21:12:35
Reporting Period:
2015-02-13
Filing Date:
2015-02-18
Accepted Time:
2015-02-18 21:12:35
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1122388 Ellie Mae Inc ELLI Services-Prepackaged Software (7372) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1513908 Sigmund Anderman C/O Ellie Mae, Inc.
4155 Hopyard Road, Suite 200
Pleasanton CA 94588
Founder And Chairman Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2015-02-18 4,334 $50.97 171,916 No 4 S Direct
Common Stock Disposition 2015-02-18 1,916 $51.56 170,000 No 4 S Direct
Common Stock Disposition 2015-02-13 4,702 $51.18 250,135 No 4 S Indirect by Trust
Common Stock Disposition 2015-02-13 3,094 $52.49 247,041 No 4 S Indirect by Trust
Common Stock Disposition 2015-02-17 42,104 $51.61 204,937 No 4 S Indirect by Trust
Common Stock Disposition 2015-02-17 100 $52.02 204,837 No 4 S Indirect by Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Indirect by Trust
No 4 S Indirect by Trust
No 4 S Indirect by Trust
No 4 S Indirect by Trust
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 100,000 Indirect Sig GRAT 2014
Common Stock 100,000 Indirect Susan GRAT 2014
Common Stock 10,000 Indirect by 401(k) Plan
Footnotes
  1. The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.
  2. The reported shares represent 25% of the 2/5/14 RSU grant which vested on 2/15/15; the remaining 75% of the RSUs granted will vest in equal annual installments thereafter, until such time as the RSUs are 100% vested.
  3. The price reported is a weighted average price. The shares were sold in multiple transactions ranging from $50.38 to $51.30, inclusive. The reporting person undertakes to provide to Ellie Mae, Inc., any security holder of Ellie Mae, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4.
  4. The price reported is a weighted average price. The shares were sold in multiple transactions ranging from $51.43 to $51.7564, inclusive. The reporting person undertakes to provide to Ellie Mae, Inc., any security holder of Ellie Mae, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (4) to this Form 4.
  5. The price reported is a weighted average price. The shares were sold in multiple transactions ranging from $51.00 to $51.99, inclusive. The reporting person undertakes to provide to Ellie Mae, Inc., any security holder of Ellie Mae, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (7) to this Form 4.
  6. The price reported is a weighted average price. The shares were sold in multiple transactions ranging from $52.05 to $53.00, inclusive. The reporting person undertakes to provide to Ellie Mae, Inc., any security holder of Ellie Mae, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (8) to this Form 4.
  7. The price reported is a weighted average price. The shares were sold in multiple transactions ranging from $51.02 to $52.0107, inclusive. The reporting person undertakes to provide to Ellie Mae, Inc., any security holder of Ellie Mae, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (9) to this Form 4.
  8. The shares are directly held by Sigmund Anderman TTEE Sigmund Anderman 2014 GRAT U/A DTD 12/12/2014.
  9. The shares are directly held by Susan Anderman TTEE Susan Anderman 2014 GRAT U/A DTD 12/12/2014.