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Filing Details

Accession Number:: 0001633970-15-000002
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2015-02-18 20:39:35
Reporting Period:: 2015-02-13

Filing Date:: 2015-02-18
Accepted Time:: 2015-02-18 20:39:35
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1596783	Catalent Inc.	CTLT	Pharmaceutical Preparations (2834)	208737688

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1612228	William Downie	C/O Catalent, Inc. 14 Schoolhouse Road Somerset NJ 08873	See Remarks	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2015-02-13	6,202	$10.71	28,473	No	4	M	Direct
Common Stock	Disposition	2015-02-13	5,122	$27.86	23,351	No	4	F	Direct
Common Stock	Disposition	2015-02-13	1,080	$27.86	22,271	No	4	S	Direct
Common Stock	Acquisiton	2015-02-17	35,000	$10.71	57,271	No	4	M	Direct
Common Stock	Disposition	2015-02-17	23,595	$27.82	33,676	No	4	F	Direct
Common Stock	Disposition	2015-02-17	11,405	$27.82	22,271	No	4	S	Direct
Common Stock	Acquisiton	2015-02-17	103,969	$10.71	126,240	No	4	M	Direct
Common Stock	Disposition	2015-02-17	70,374	$27.82	55,866	No	4	F	Direct
Common Stock	Disposition	2015-02-17	33,595	$27.82	22,271	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	F	Direct
No	4	S	Direct
No	4	M	Direct
No	4	F	Direct
No	4	S	Direct
No	4	M	Direct
No	4	F	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Options to purchase common stock	Acquisiton	2015-02-13	6,202	$0.00	6,202	$18.71
Common Stock	Options to purchase common stock	Acquisiton	2015-02-17	35,000	$0.00	35,000	$10.71
Common Stock	Options to purchase common stock	Acquisiton	2015-02-17	103,969	$0.00	103,969	$10.71

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
24,808	2014-06-25	2023-06-25	No	4	M	Direct
0	2010-10-23	2019-10-23	No	4	M	Direct
1,031	2010-10-23	2019-10-23	No	4	M	Direct

Footnotes

Represents shares withheld to pay the exercise price and applicable withholding taxes associated with the exercise of stock options.
These shares were sold in multiple transactions at prices ranging from $27.65 to $28.72, inclusive. The reporting person undertakes to provide to Catalent, Inc., any security holder of Catalent, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
These shares were sold in multiple transactions at prices ranging from $27.30 to $27.53, inclusive. The reporting person undertakes to provide to Catalent, Inc., any security holder of Catalent, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
On June 25, 2013, the reporting person was granted an option to purchase 31,010 shares of common stock of the Issuer which vest and become exercisable in five equal annual installments based on satisfaction of certain performance criteria for each of the fiscal years ending 2014, 2015, 2016, 2017 and 2018. The performance criteria for 2014 were met, resulting in vesting of the option as to 6,202 shares.
On October 23, 2009, the reporting person was granted an option to purchase 35,000 shares of common stock of the Issuer which vest and become exercisable in five equal annual installments based on satisfaction of certain performance criteria for each of the fiscal years ending 2010, 2011, 2012, 2013 and 2014. The performance criteria for 2010, 2011, 2012, 2013 and 2014 were met.
On October 23, 2009, the reporting person was granted an option to purchase 105,000 shares of common stock of the Issuer, which vest and become exercisable in five equal annual installments beginning on October 23, 2010.