Filing Details

Accession Number:
0001144204-15-010744
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-02-18 18:37:41
Reporting Period:
2013-07-17
Filing Date:
2015-02-18
Accepted Time:
2015-02-18 18:37:41
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1001233 Sangamo Biosciences Inc SGMO Biological Products, (No Disgnostic Substances) (2836) 680359556
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1315082 Ra Capital Healthcare Fund Lp C/O Ra Capital Management, Llc
20 Park Plaza, Suite 1200
Boston MA 02116
No No No Yes
1346824 Ra Capital Management, Llc C/O Ra Capital Management, Llc
20 Park Plaza, Suite 1200
Boston MA 02116
No No No Yes
1384859 Peter Kolchinsky C/O Ra Capital Management, Llc
20 Park Plaza, Suite 1200
Boston MA 02116
No No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-07-17 19,200 $9.79 3,645,703 No 4 P Direct
Common Stock Disposition 2013-07-17 19,200 $10.24 3,626,503 No 4 S Direct
Common Stock Disposition 2013-07-17 29,070 $10.21 3,626,503 No 4 S Direct
Common Stock Disposition 2013-07-18 74,035 $10.02 3,626,503 No 4 S Direct
Common Stock Disposition 2013-07-19 23,040 $9.77 3,603,463 No 4 S Direct
Common Stock Disposition 2013-07-19 76,800 $9.85 3,603,463 No 4 S Direct
Common Stock Disposition 2013-07-19 4,532 $9.85 3,603,463 No 4 S Direct
Common Stock Disposition 2013-07-19 105,522 $9.85 3,603,463 No 4 S Direct
Common Stock Disposition 2013-07-22 76,801 $9.56 3,526,662 No 4 S Direct
Common Stock Disposition 2013-07-22 11,520 $9.57 3,515,142 No 4 S Direct
Common Stock Disposition 2013-07-22 23,042 $9.60 3,492,100 No 4 S Direct
Common Stock Disposition 2013-07-23 5,012 $9.37 3,487,088 No 4 S Direct
Common Stock Disposition 2013-07-25 4,071 $9.51 3,483,017 No 4 S Direct
Common Stock Disposition 2013-07-25 191,999 $9.50 3,291,018 No 4 S Direct
Common Stock Disposition 2013-07-25 19,200 $10.00 3,271,818 No 4 S Direct
Common Stock Disposition 2013-07-25 76,800 $9.91 3,195,018 No 4 S Direct
Common Stock Disposition 2013-07-25 76,800 $10.00 3,118,218 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Footnotes
  1. The reported securities are owned by RA Capital Healthcare Fund, L.P. (the "Fund"). RA Capital Management, LLC (the "Adviser") is the general partner of the Fund, and Peter Kolchinsky is the sole manager of the Adviser. The Adviser and Mr. Kolchinsky disclaim beneficial ownership of the reported securities in reliance on Rule 16a-1(a)(1)(v) and (vii), respectively, and therefore disclaim any obligation to report ownership of the reported securities other than on behalf of the Fund. The filing of this Form 4 shall not be construed as an admission that either the Adviser or Mr. Kolchinsky is or was, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of any of the securities reported herein. The number of shares reported in Column 5 of Table I reflects the number of shares beneficially owned by the Fund as of the time of the last transaction reported herein.
  2. The Fund borrowed shares for delivery against the sale.
  3. On June 26, 2013, the Fund became a beneficial owner of more than ten percent of the outstanding shares the issuer's common stock and therefore became subject to Section 16 of the Securities Exchange Act of 1934. On July 25, 2013, the Fund ceased to be a beneficial owner of more than ten percent of the outstanding shares of the issuer's common stock and ceased to be subject to Section 16.