Filing Details
- Accession Number:
- 0001225208-15-004515
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-02-18 17:04:05
- Reporting Period:
- 2015-02-13
- Filing Date:
- 2015-02-18
- Accepted Time:
- 2015-02-18 17:04:05
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
36104 | Us Bancorp | USB | National Commercial Banks (6021) | 410255900 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1185480 | K Richard Davis | 800 Nicollet Mall Minneapolis MN 55402 | Chairman, President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, $0.01 Par Value | Acquisiton | 2015-02-13 | 548,297 | $30.00 | 947,584 | No | 4 | M | Direct | |
Common Stock, $0.01 Par Value | Disposition | 2015-02-13 | 548,297 | $45.09 | 399,287 | No | 4 | S | Direct | |
Common Stock, $0.01 Par Value | Acquisiton | 2015-02-14 | 42,629 | $0.00 | 441,916 | No | 4 | M | Direct | |
Common Stock, $0.01 Par Value | Acquisiton | 2015-02-15 | 33,897 | $0.00 | 475,813 | No | 4 | M | Direct | |
Common Stock, $0.01 Par Value | Acquisiton | 2015-02-16 | 73,345 | $0.00 | 549,158 | No | 4 | M | Direct | |
Common Stock, $0.01 Par Value | Acquisiton | 2015-02-16 | 33,680 | $0.00 | 582,838 | No | 4 | M | Direct | |
Common Stock, $0.01 Par Value | Disposition | 2015-02-17 | 85,907 | $44.89 | 496,931 | No | 4 | F | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock, $0.01 Par Value | Employee Stock Option (Right to Buy) | Disposition | 2015-02-13 | 548,297 | $0.00 | 548,297 | $30.00 |
Common Stock, $0.01 Par Value | Restricted Stock Units | Disposition | 2015-02-14 | 42,629 | $0.00 | 42,629 | $0.00 |
Common Stock, $0.01 Par Value | Restricted Stock Units | Disposition | 2015-02-15 | 33,897 | $0.00 | 33,897 | $0.00 |
Common Stock, $0.01 Par Value | Restricted Stock Units | Disposition | 2015-02-16 | 33,680 | $0.00 | 33,680 | $0.00 |
Common Stock, $0.01 Par Value | Restricted Stock Units | Disposition | 2015-02-16 | 73,345 | $0.00 | 73,345 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2016-01-17 | No | 4 | M | Direct | |
85,259 | 2014-02-14 | No | 4 | M | Direct | |
33,898 | 2013-02-15 | No | 4 | M | Direct | |
0 | 2012-02-16 | No | 4 | M | Direct | |
0 | 2013-02-16 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock, $0.01 Par Value | 17,116 | Indirect | By 401(k) plan |
Common Stock, $0.01 Par Value | 195,504 | Indirect | By Spouse's Trust |
Footnotes
- Includes amounts acquired pursuant to dividend reinvestment.
- Based on a plan report dated February 11, 2015, the most recent plan report available.
- The option vested in four equal annual installments beginning on January 17, 2007.
- Restricted stock units convert into common stock on a one-for-one basis at the time of vesting.
- The restricted stock units vest in four equal annual installments beginning on the date listed in the Date Exercisable column of Box 6.
- Vesting of these Restricted Stock Units was contingent upon the company meeting a pre-established performance target. The performance target was met, and 50% of the units vested on the date listed in the Date Exercisable column of Box 6, with the remaining vesting occurring in 25% increments on the fourth and fifth anniversaries of the grant date. These Restricted Stock Units were granted in 2010 as a special retention award for the reporting person.