Filing Details

Accession Number:
0001225208-15-004511
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-02-18 17:01:30
Reporting Period:
2015-02-14
Filing Date:
2015-02-18
Accepted Time:
2015-02-18 17:01:30
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
36104 Us Bancorp USB National Commercial Banks (6021) 410255900
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1183880 P Jennie Carlson 800 Nicollet Mall
Minneapolis MN 55402
Evp, Human Resources No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, $0.01 Par Value Acquisiton 2015-02-14 7,369 $0.00 7,369 No 4 M Direct
Common Stock, $0.01 Par Value Acquisiton 2015-02-15 6,213 $0.00 13,582 No 4 M Direct
Common Stock, $0.01 Par Value Acquisiton 2015-02-16 10,478 $0.00 24,060 No 4 M Direct
Common Stock, $0.01 Par Value Acquisiton 2015-02-16 6,736 $0.00 30,796 No 4 M Direct
Common Stock, $0.01 Par Value Acquisiton 2015-02-17 39,117 $35.76 69,913 No 4 M Direct
Common Stock, $0.01 Par Value Disposition 2015-02-17 11,727 $44.89 58,186 No 4 F Direct
Common Stock, $0.01 Par Value Disposition 2015-02-17 39,117 $45.11 19,069 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 F Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock, $0.01 Par Value Restricted Stock Units Disposition 2015-02-14 7,369 $0.00 7,369 $0.00
Common Stock, $0.01 Par Value Restricted Stock Units Disposition 2015-02-15 6,213 $0.00 6,213 $0.00
Common Stock, $0.01 Par Value Restricted Stock Units Disposition 2015-02-16 6,736 $0.00 6,736 $0.00
Common Stock, $0.01 Par Value Restricted Stock Units Disposition 2015-02-16 10,478 $0.00 10,478 $0.00
Common Stock, $0.01 Par Value Employee Stock Option (Right to Buy) Disposition 2015-02-17 39,117 $0.00 39,117 $35.76
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
14,738 2014-02-14 No 4 M Direct
6,215 2013-02-15 No 4 M Direct
0 2012-02-16 No 4 M Direct
0 2013-02-16 No 4 M Direct
181,471 2017-01-17 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock, $0.01 Par Value 12,185 Indirect By 401(k) plan
Common Stock, $0.01 Par Value 2,235 Indirect By IRA
Common Stock, $0.01 Par Value 94,773 Indirect By Spouse
Footnotes
  1. The price in Column 4 is a weighted average price. The prices actually received ranged from $45.10 to $45.17. The reporting person will provide to the issuer, any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
  2. Based on a plan report dated February 11, 2015, the most recent plan report available.
  3. Restricted stock units convert into common stock on a one-for-one basis at the time of vesting.
  4. The restricted stock units vest in four equal annual installments beginning on the date listed in the Date Exercisable column of Box 6.
  5. Vesting of these Restricted Stock Units was contingent upon the company meeting a pre-established performance target. The performance target was met, and 50% of the units vested on the date listed in the Date Exercisable column of Box 6, with the remaining vesting occurring in 25% increments on the fourth and fifth anniversaries of the grant date. These Restricted Stock Units were granted in 2010 as a special retention award for the reporting person.
  6. The option vested in four equal annual installments beginning on January 17, 2008.