Filing Details

Accession Number:
0001209191-15-015379
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-02-18 16:47:12
Reporting Period:
2015-02-16
Filing Date:
2015-02-18
Accepted Time:
2015-02-18 16:47:12
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1175609 Cavium Inc. CAVM Semiconductors & Related Devices (3674) 770558625
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1228022 D Arthur Chadwick C/O Cavium Networks, Inc.
2315 N. First Street
San Jose CA 95131
Vp Finance & Admin Cfo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-02-16 15,272 $0.00 83,104 No 4 A Indirect See footnote
Common Stock Disposition 2015-02-17 25,582 $62.35 57,522 No 4 S Indirect See footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Indirect See footnote
No 4 S Indirect See footnote
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock option right to buy Acquisiton 2015-02-16 7,636 $0.00 7,636 $62.86
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
7,636 2022-02-16 No 4 A Direct
Footnotes
  1. This is a Restricted Stock Unit (RSU) grant with a 4-year vesting term. The first 25% of this RSU grant will vest on January 31, 2016; and an additional 25% will vest thereafter on January 31st of each following year. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Cavium's common stock at no cost.
  2. Both direct and indirect holding. See footnote 3.
  3. Of the amount of securities beneficially owned following reported transactions, 13,100 shares are owned indirectly by Mr. Chadwick through family trust.
  4. The sale was made under a 10b5-1 trading plan as adopted by the reporting person.
  5. Shares were sold ranging from $61.43 per share to $62.96 per share.
  6. This grant has a 4-year vesting term. 1/4 of the shares subject to the option vest on the first year anniversary of the grant date and the remaining shares will vest monthly thereafter over the next three years.