Filing Details
- Accession Number:
- 0001209191-15-015379
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-02-18 16:47:12
- Reporting Period:
- 2015-02-16
- Filing Date:
- 2015-02-18
- Accepted Time:
- 2015-02-18 16:47:12
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1175609 | Cavium Inc. | CAVM | Semiconductors & Related Devices (3674) | 770558625 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1228022 | D Arthur Chadwick | C/O Cavium Networks, Inc. 2315 N. First Street San Jose CA 95131 | Vp Finance & Admin Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-02-16 | 15,272 | $0.00 | 83,104 | No | 4 | A | Indirect | See footnote |
Common Stock | Disposition | 2015-02-17 | 25,582 | $62.35 | 57,522 | No | 4 | S | Indirect | See footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Indirect | See footnote |
No | 4 | S | Indirect | See footnote |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock option right to buy | Acquisiton | 2015-02-16 | 7,636 | $0.00 | 7,636 | $62.86 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
7,636 | 2022-02-16 | No | 4 | A | Direct |
Footnotes
- This is a Restricted Stock Unit (RSU) grant with a 4-year vesting term. The first 25% of this RSU grant will vest on January 31, 2016; and an additional 25% will vest thereafter on January 31st of each following year. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Cavium's common stock at no cost.
- Both direct and indirect holding. See footnote 3.
- Of the amount of securities beneficially owned following reported transactions, 13,100 shares are owned indirectly by Mr. Chadwick through family trust.
- The sale was made under a 10b5-1 trading plan as adopted by the reporting person.
- Shares were sold ranging from $61.43 per share to $62.96 per share.
- This grant has a 4-year vesting term. 1/4 of the shares subject to the option vest on the first year anniversary of the grant date and the remaining shares will vest monthly thereafter over the next three years.