Filing Details
- Accession Number:
- 0001209191-11-005625
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-01-28 19:52:08
- Reporting Period:
- 2007-07-31
- Filing Date:
- 2011-01-28
- Accepted Time:
- 2011-01-28 19:52:08
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1032761 | Keynote Systems Inc | KEYN | Services-Business Services, Nec (7389) | 943226488 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1187981 | J Donald Aoki | 777 Mariners Island Blvd. San Mateo CA 94404 | Svp, Professional Services | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2007-07-31 | 1,245 | $8.82 | 19,463 | No | 4 | A | Direct | |
Common Stock | Acquisiton | 2009-07-31 | 1,612 | $7.79 | 21,075 | No | 4 | A | Direct | |
Common Stock | Acquisiton | 2010-01-31 | 1,725 | $7.79 | 22,800 | No | 4 | A | Direct | |
Common Stock | Acquisiton | 2010-07-31 | 1,354 | $7.79 | 24,154 | No | 4 | A | Direct | |
Common Stock | Disposition | 2011-01-26 | 2,325 | $18.30 | 21,829 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2011-01-26 | 10,000 | $10.73 | 10,000 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-01-26 | 10,000 | $18.30 | 10,000 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | A | Direct | |
No | 4 | A | Direct | |
No | 4 | A | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to Purchase) | Disposition | 2011-01-26 | 10,000 | $0.00 | 40,000 | $10.73 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
30,000 | 2004-07-18 | 2013-07-18 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 18,218 | Direct | |
Common Stock | 3,277 | Indirect | Via Trust |
Common Stock | 2,842 | Indirect | Via Trust |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to Purchase) | $11.98 | 2006-07-01 | 2015-07-01 | 30,000 | 30,000 | Direct |
Common Stock | Employee Stock Option (Right to Purchase) | $13.01 | 2005-07-16 | 2014-07-16 | 25,000 | 25,000 | Direct |
Common Stock | Employee Stock Option (Right to Purchase) | $10.31 | 2007-07-01 | 2016-07-01 | 25,000 | 25,000 | Direct |
Common Stock | Employee Stock Option (Right to Purchase) | $35.87 | 2000-08-11 | 2010-08-11 | 30,000 | 30,000 | Direct |
Common Stock | Employee Stock Option (Right to Purchase) | $7.27 | 2003-07-01 | 2012-07-01 | 25,764 | 25,764 | Direct |
Common Stock | Employee Stock Option (Right to Purchase) | $12.76 | 2005-11-16 | 2014-11-16 | 25,000 | 25,000 | Direct |
Common Stock | Employee Stock Option (Right to Purchase) | $12.65 | 2009-07-07 | 2018-07-06 | 20,000 | 20,000 | Direct |
Common Stock | Restricted Stock Units | $0.00 | 12,500 | 12,500 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2015-07-01 | 30,000 | 30,000 | Direct |
2014-07-16 | 25,000 | 25,000 | Direct |
2016-07-01 | 25,000 | 25,000 | Direct |
2010-08-11 | 30,000 | 30,000 | Direct |
2012-07-01 | 25,764 | 25,764 | Direct |
2014-11-16 | 25,000 | 25,000 | Direct |
2018-07-06 | 20,000 | 20,000 | Direct |
12,500 | 12,500 | Direct |
Footnotes
- Shares were purchased through a qualified ESPP. An adjustment was made on 01/28/2011 of 17,755 shares to correct an error which previously recorded shares in the incorrect ownership vehicle.
- Shares were purchased through qualified ESPP.
- Represents 3,277 shares held in the Aoki Family Trust. The Reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest in the shares. An adjustment was made on 01/26/2011 of 16,675 shares to correct an error which previously recorded the shares in the incorrect ownership vehicle.
- Represents 2,842 shares held by the Reporting Person as Trustee for trusts for each of his minor children. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest in the shares.
- Options were exercised on 01/26/2011 for 10,000 shares.
- Option is exercisable as to (i)25% of the total shares as of 7/01/2007 and (ii)2.083% of the total number of shares each month thereafter.
- Option is exercisable as to (i)25% of the total shares as of 11/16/2005 and (ii)2.083% of the total number of shares each month thereafter.
- Option is exercisable as to (i)25% of the total shares as of 7/07/2009 and (ii)2.083% of the total number of shares each month thereafter.
- Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.
- The restricted stock units will fully vest on 7/01/2012.