Filing Details

Accession Number:
0001140361-15-007810
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-02-18 16:42:07
Reporting Period:
2015-02-13
Filing Date:
2015-02-18
Accepted Time:
2015-02-18 16:42:07
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
913077 Affymetrix Inc AFFX Laboratory Analytical Instruments (3826) 770319159
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1577539 Gavin Wood C/O Affymetrix, Inc.
3420 Central Expressway
Santa Clara CA 95051
Evp, Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2015-02-13 7,518 $11.45 86,209 No 4 F Direct
Common Stock Disposition 2015-02-13 1,880 $11.45 84,329 No 4 F Direct
Common Stock Disposition 2015-02-17 170 $11.77 84,159 No 4 F Direct
Common Stock Acquisiton 2015-02-17 1,300 $5.31 85,459 No 4 M Direct
Common Stock Disposition 2015-02-17 1,300 $11.40 84,159 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 F Direct
No 4 F Direct
No 4 F Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Option to Purchase Common Stock Disposition 2015-02-17 1,300 $0.00 1,300 $5.31
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
3,900 2018-02-17 No 4 M Direct
Footnotes
  1. Represents the number of shares withheld by Affymetrix, Inc. to cover the tax liability resulting from the scheduled vesting of performance restricted stock units granted on February 13, 2014 and determined to be earned on February 2, 2015 with respect to Mr. Wood's 2014 performance.
  2. Represents the number of shares withheld by Affymetrix, Inc. to cover the tax liability resulting from the scheduled vesting of restricted stock units previoulsy granted.
  3. Sold pursuant to a 10b5-1 Trading Plan.
  4. Stock option became exercisable in equal annual installments over four years from the grant date of February 17, 2011.