Filing Details
- Accession Number:
- 0001140361-15-007810
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-02-18 16:42:07
- Reporting Period:
- 2015-02-13
- Filing Date:
- 2015-02-18
- Accepted Time:
- 2015-02-18 16:42:07
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
913077 | Affymetrix Inc | AFFX | Laboratory Analytical Instruments (3826) | 770319159 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1577539 | Gavin Wood | C/O Affymetrix, Inc. 3420 Central Expressway Santa Clara CA 95051 | Evp, Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2015-02-13 | 7,518 | $11.45 | 86,209 | No | 4 | F | Direct | |
Common Stock | Disposition | 2015-02-13 | 1,880 | $11.45 | 84,329 | No | 4 | F | Direct | |
Common Stock | Disposition | 2015-02-17 | 170 | $11.77 | 84,159 | No | 4 | F | Direct | |
Common Stock | Acquisiton | 2015-02-17 | 1,300 | $5.31 | 85,459 | No | 4 | M | Direct | |
Common Stock | Disposition | 2015-02-17 | 1,300 | $11.40 | 84,159 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | F | Direct | |
No | 4 | F | Direct | |
No | 4 | F | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Option to Purchase Common Stock | Disposition | 2015-02-17 | 1,300 | $0.00 | 1,300 | $5.31 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
3,900 | 2018-02-17 | No | 4 | M | Direct |
Footnotes
- Represents the number of shares withheld by Affymetrix, Inc. to cover the tax liability resulting from the scheduled vesting of performance restricted stock units granted on February 13, 2014 and determined to be earned on February 2, 2015 with respect to Mr. Wood's 2014 performance.
- Represents the number of shares withheld by Affymetrix, Inc. to cover the tax liability resulting from the scheduled vesting of restricted stock units previoulsy granted.
- Sold pursuant to a 10b5-1 Trading Plan.
- Stock option became exercisable in equal annual installments over four years from the grant date of February 17, 2011.