Filing Details

Accession Number:
0000908662-15-000055
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-02-18 16:37:47
Reporting Period:
2015-02-17
Filing Date:
2015-02-18
Accepted Time:
2015-02-18 16:37:47
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
825411 Sevcon Inc. SEV Electrical Industrial Apparatus (3620) 042985631
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1535780 J. Ryan Morris C/O Sevcon, Inc.
155 Northboro Road
Southborough MA 01772
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-02-17 15,462 $7.16 37,650 No 4 P Indirect By Meson Capital L.P.
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By Meson Capital L.P.
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Series A Convertible Preferred Stock Acquisiton 2015-02-17 500 $24.50 1,500 $8.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
47,217 2015-02-17 No 4 P Indirect
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 6,000 Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Series A Convertible Preferred Stock $8.00 2014-09-08 1,014 338 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
1,014 338 Direct
Footnotes
  1. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for purposes of Section 16 or for any other purpose.
  2. The Series A Convertible Preferred Stock has no expiration date.