Filing Details
- Accession Number:
- 0001002225-15-000008
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-02-18 16:29:42
- Reporting Period:
- 2015-02-17
- Filing Date:
- 2015-02-18
- Accepted Time:
- 2015-02-18 16:29:42
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1002225 | Advent Software Inc | ADVS | Services-Computer Programming Services (7371) | 942901952 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1197110 | Iii Van G Wendell Auken | 600 Townsend Street San Francisco CA 94103 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2015-02-17 | 62,942 | $0.00 | 1,306 | No | 4 | Z | Direct | |
| Common Stock | Acquisiton | 2015-02-17 | 62,942 | $0.00 | 64,471 | No | 4 | Z | Indirect | WG&ES VanAuken Trust |
| Common Stock | Disposition | 2015-02-17 | 30,000 | $44.19 | 34,471 | No | 4 | S | Indirect | WG&ES VanAuken Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | Z | Direct | |
| No | 4 | Z | Indirect | WG&ES VanAuken Trust |
| No | 4 | S | Indirect | WG&ES VanAuken Trust |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 13,000 | Indirect | Dog Hill Partners LP |
| Common Stock | 7,336 | Indirect | Van Auken PF |
Footnotes
- Transfer of shares from directly held to indirectly held in Trust
Billionaire Hedge Funds
