Home > Insider Trading > Filing (0001225208-15-004481)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
927628	Capital One Financial Corp	COF	National Commercial Banks (6021)	541719854

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1238033	Jr G John Finneran	1680 Capital One Drive Mclean VA 22102	Gen. Counsel & Corp. Secretary	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2015-02-15	10,119	$0.00	117,779	No	4	M	Direct
Common Stock	Acquisiton	2015-02-15	4,879	$0.00	122,658	No	4	M	Direct
Common Stock	Disposition	2015-02-15	2,861	$78.88	119,797	No	4	F	Direct
Common Stock	Disposition	2015-02-15	4,879	$76.27	114,918	No	4	D	Direct
Common Stock	Disposition	2015-02-15	10,119	$76.27	104,799	No	4	D	Direct
Common Stock	Acquisiton	2015-02-17	57,760	$78.71	162,559	No	4	M	Direct
Common Stock	Disposition	2015-02-17	57,760	$79.36	104,799	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	M	Direct
No	4	F	Direct
No	4	D	Direct
No	4	D	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	2014 Restricted Stock Units	Disposition	2015-02-15	4,879	$0.00	4,879	$0.00
Common Stock	Restricted Stock Units	Disposition	2015-02-15	10,119	$0.00	10,119	$0.00
Common Stock	Stock Options	Disposition	2015-02-17	57,760	$0.00	57,760	$78.71

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
9,758			No	4	M	Direct
0	2015-02-15	2015-02-15	No	4	M	Direct
0		2015-03-14	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	33,221	Indirect	By Spouse
Common Stock	31,683	Indirect	Finneran/Cotter Children's Trust

Footnotes

Each restricted stock unit vested on January 1, 2015 and settled in cash on February 15, 2015 based on the Company's average fair market value of the underlying shares of common stock over the fifteen trading days preceding the settlement date.
On February 15, 2015, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date.
Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on January 30, 2014. This is authorized in the applicable restricted stock award agreement.
This transaction was executed pursuant to a trading plan entered into by the reporting person on May 13, 2014, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
These restricted stock units vest in 1/3 increments beginning on February 15, 2015 and annually thereafter.
This option becomes exercisable in 33 1/3% increments beginning on March 15, 2006 and annually from that date thereafter.