Filing Details
- Accession Number:
- 0001209191-15-015246
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-02-18 16:05:55
- Reporting Period:
- 2015-02-15
- Filing Date:
- 2015-02-18
- Accepted Time:
- 2015-02-18 16:05:55
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
851310 | Harmonic Inc | HLIT | Radio & Tv Broadcasting & Communications Equipment (3663) | 770201147 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1221168 | Patrick Gallagher | 4300 North First Street San Jose CA 95134 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-02-15 | 16,949 | $0.00 | 109,717 | No | 4 | M | Direct | |
Common Stock | Disposition | 2015-02-17 | 9,717 | $7.88 | 100,000 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock Units | Disposition | 2015-02-15 | 16,949 | $0.00 | 16,949 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2015-02-15 | 2015-02-15 | No | 4 | M | Direct |
Footnotes
- These shares of common stock were acquired upon the vesting of restricted stock units on 2/15/2015. These restricted stock units were initially granted to the recipient on 3/14/2014, and were identified on a Form 4 filed 3/18/2014.
- Per 10b5-1 Plan dated November 25, 2014.