Home > Insider Trading > Filing (0000091142-15-000013)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
91142	Smith A O Corp	AOS	Household Appliances (3630)	390619790

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1236636	J John Kita	A. O. Smith Corporation 11270 West Park Place Milwaukee WI 53224	Executive Vice President & Cfo	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2015-02-13	9,400	$62.78	49,067	No	4	M	Direct
Common Stock	Acquisiton	2015-02-13	8,200	$21.56	57,267	No	4	M	Direct
Common Stock	Acquisiton	2015-02-13	24,000	$22.06	81,267	No	4	M	Direct
Common Stock	Disposition	2015-02-13	21,277	$62.78	59,990	No	4	F	Direct
Common Stock	Disposition	2015-02-17	10,923	$62.13	49,067	No	4	S	Direct
Common Stock	Disposition	2015-02-18	4,709	$62.21	44,358	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	F	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Restricted Stock Units	Disposition	2015-02-13	9,400	$0.00	9,400	$62.78
Common Stock	Employee Stock Options (Right to Buy)	Disposition	2015-02-13	8,200	$0.00	8,200	$21.56
Common Stock	Employee Stock Options (Right to Buy)	Disposition	2015-02-13	24,000	$0.00	24,000	$22.06

Remaning Holdings	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
15,815		No	4	M	Direct
97,615	2021-02-07	No	4	M	Direct
73,615	2021-05-01	No	4	M	Direct

Footnotes

9,400 Restricted Stock Units were granted on 02/13/2012, under the A. O. Smith Combined Incentive Compensation Plan, a transaction excempt under Rule 16b-3. 9,400 Restricted Stock Units vested on 02/13/2015. As of result of vesting, the Company is obligated to deliver 9.400 shares of Common Stock to the reporting person.
The reporting person sold these shares to obtain funds to pay the withholding taxes due as a result of the vesting of the restricted stock units described in footnote (1).
The employee stock options were granted on 02/07/2011 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/07/2012.
The employee stock options were granted on 05/01/2011 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 05/01/2012.