Filing Details
- Accession Number:
- 0001225208-15-004421
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-02-18 14:58:26
- Reporting Period:
- 2015-02-17
- Filing Date:
- 2015-02-18
- Accepted Time:
- 2015-02-18 14:58:26
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
39368 | Fuller H B Co | FUL | Adhesives & Sealants (2891) | 410268370 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1443909 | James Owens | 1200 Willow Lake Boulevard P.o. Box 64683 St. Paul MN 55164-0683 | President And Ceo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2015-02-17 | 1,800 | $44.22 | 158,893 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 334 | Indirect | By 401(k) Plan |
Common Stock | 280 | Indirect | By Son |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right-to-Buy) | $22.27 | 2021-01-20 | 48,331 | 48,331 | Direct | |
Common Stock | Employee Stock Option (Right-to-Buy) | $41.00 | 2025-01-22 | 112,727 | 112,727 | Direct | |
Common Stock | Employee Stock Option (Right-to-Buy) | $48.92 | 2024-01-23 | 79,061 | 79,061 | Direct | |
Common Stock | Employee Stock Option (Right-to-Buy) | $39.64 | 2023-01-24 | 80,697 | 80,697 | Direct | |
Common Stock | Employee Stock Option (Right-to-Buy) | $28.40 | 2022-01-26 | 77,881 | 77,881 | Direct | |
Common Stock | Employee Stock Option (Right-to-Buy) | $25.19 | 2021-07-07 | 15,748 | 15,748 | Direct | |
Common Stock | Employee Stock Option (Right-to-Buy) | $19.03 | 2018-10-02 | 7,385 | 7,385 | Direct | |
Common Stock | Employee Stock Option (Right-to-Buy) | $20.57 | 2019-12-03 | 33,275 | 33,275 | Direct | |
Common Stock | Employee Stock Option (Right-to-Buy) | $14.15 | 2018-12-04 | 47,663 | 47,663 | Direct | |
Common Stock | Restricted Stock Units | $0.00 | 2018-01-22 | 28,792 | 28,792 | Direct | |
Common Stock | Restricted Stock Units | $0.00 | 2017-01-23 | 15,752 | 15,752 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2021-01-20 | 48,331 | 48,331 | Direct |
2025-01-22 | 112,727 | 112,727 | Direct |
2024-01-23 | 79,061 | 79,061 | Direct |
2023-01-24 | 80,697 | 80,697 | Direct |
2022-01-26 | 77,881 | 77,881 | Direct |
2021-07-07 | 15,748 | 15,748 | Direct |
2018-10-02 | 7,385 | 7,385 | Direct |
2019-12-03 | 33,275 | 33,275 | Direct |
2018-12-04 | 47,663 | 47,663 | Direct |
2018-01-22 | 28,792 | 28,792 | Direct |
2017-01-23 | 15,752 | 15,752 | Direct |
Footnotes
- The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 6, 2014.
- Amended and Restated Year 2000 Stock Incentive Plan: 189,261 restricted shares were awarded. Amount includes (i) 84,560 restricted shares that are 100% vested; (ii) 30,794 restricted shares that will vest in three equal annual installments beginning on Jan. 24, 2014, subject to one or more performance measures being achieved; and (iii) 73,907 restricted shares (50% of these shares will vest on January 24, 2016 and 50% will vest on Jan. 24, 2017). Total amount also includes restricted shares acquired pursuant to a dividend accrual feature of the Amended and Restated Year 2000 Stock Incentive Plan.
- 401(k) Plan: This amount includes shares and dividends acquired pursuant to the H.B.Fuller Company 401(k) & Retirement Plan.
- Held jointly by spouse and son.
- Amended and Restated Year 2000 Stock Incentive Plan: This option is 100% vested.
- H.B. Fuller Company 2013 Master Incentive Plan: These restricted stock units convert into shares of common stock on a 1-for-1 basis.
- H.B. Fuller Company 2013 Master Incentive Plan: These restricted stock units vest in three equal annual installments beginning on January 22, 2016.
- Amended and Restated Year 2000 Stock Incentive Plan: This option vests in three equal annual installments beginning on January 23, 2015.
- Amended and Restated Year 2000 Stock Incentive Plan: This option vests in three equal annual installments beginning on January 24, 2014.
- H.B. Fuller Company 2013 Master Incentive Plan: These restricted stock units vest in three equal annual installments beginning on January 23, 2015, subject to one or more performance measures being achieved.
- H.B. Fuller Company 2013 Master Incentive Plan: These restricted units include stock units acquired pursuant to a dividend equivalent reinvestment feature of the H.B. Fuller Company 2013 Master Incentive Plan.