Filing Details
- Accession Number:
- 0001547903-15-000023
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-02-17 19:55:32
- Reporting Period:
- 2015-02-12
- Filing Date:
- 2015-02-17
- Accepted Time:
- 2015-02-17 19:55:32
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1547903 | Nmi Holdings Inc. | NMIH | Surety Insurance (6351) | 454914248 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1591067 | Jr M John Sherwood | C/O Nmi Holdings, Inc. 2100 Powell Street, 12Th Fl. Emeryville CA 94608 | President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Shares, $0.01 Par Value Per Share | Acquisiton | 2015-02-12 | 19,600 | $0.00 | 105,201 | No | 4 | A | Direct | |
Class A Common Shares, $0.01 Par Value Per Share | Acquisiton | 2015-02-12 | 3,066 | $0.00 | 108,267 | No | 4 | M | Direct | |
Class A Common Shares, $0.01 Par Value Per Share | Disposition | 2015-02-13 | 1,419 | $8.47 | 106,848 | No | 4 | S | Direct | |
Class A Common Shares, $0.01 Par Value Per Share | Acquisiton | 2015-02-14 | 5,334 | $0.00 | 112,182 | No | 4 | M | Direct | |
Class A Common Shares, $0.01 Par Value Per Share | Disposition | 2015-02-17 | 2,352 | $8.33 | 109,830 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Shares, $0.01 Par Value Per Share | Stock Option (right to buy) | Acquisiton | 2015-02-12 | 153,600 | $0.00 | 153,600 | $8.50 |
Class A Common Shares, $0.01 Par Value Per Share | Restricted Stock Unit (right to receive) | Disposition | 2015-02-12 | 3,066 | $0.00 | 3,066 | $0.00 |
Class A Common Shares, $0.01 Par Value Per Share | Restricted Stock Unit (right to receive) | Disposition | 2015-02-14 | 5,334 | $0.00 | 5,334 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
153,600 | 2025-02-12 | No | 4 | A | Direct | |
6,134 | No | 4 | M | Direct | ||
5,332 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class A Common Shares, $0.01 Par Value Per Share | 250,000 | Indirect | By Sherwood Family Trust, of which Mr. Sherwood and his wife are co-trustees and beneficiaries |
Footnotes
- Represents restricted stock units granted pursuant to the NMIH 2014 Omnibus Incentive Plan. The shares underlying these restricted stock units vest in three equal annual installments beginning on February 12, 2016.
- Restricted stock units convert into common stock on a one-for-one basis.
- Represents shares sold pursuant to a Sell-to-Cover Rule 10b5-1 trading plan adopted by the reporting person on December 16, 2014 to pay withholding taxes due in connection with the vesting of certain restricted stock units on February 12, 2015.
- Represents shares sold pursuant to a Sell-to-Cover Rule 10b5-1 trading plan adopted by the reporting person on December 16, 2014 to pay withholding taxes due in connection with the vesting of certain restricted stock units on February 14, 2015.
- Granted pursuant to the NMIH 2014 Omnibus Incentive Plan. The option vests in three equal annual installments beginning on February 12, 2016.
- Granted pursuant to the NMIH 2012 Stock Incentive Plan. The shares underlying these restricted stock units vest in three equal annual installments beginning on February 12, 2015.
- Granted pursuant to the NMIH 2012 Stock Incentive Plan. The shares underlying these restricted stock units vest in three equal annual installments beginning on February 14, 2014.