Filing Details
- Accession Number:
- 0001547903-15-000022
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-02-17 19:52:31
- Reporting Period:
- 2015-02-12
- Filing Date:
- 2015-02-17
- Accepted Time:
- 2015-02-17 19:52:31
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1547903 | Nmi Holdings Inc. | NMIH | Surety Insurance (6351) | 454914248 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1591053 | J Claudia Merkle | C/O Nmi Holdings, Inc. 2100 Powell Street, 12Th Fl. Emeryville CA 94608 | Evp, Chief Insurance Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Shares, $0.01 Par Value Per Share | Acquisiton | 2015-02-12 | 9,000 | $0.00 | 11,495 | No | 4 | A | Direct | |
| Class A Common Shares, $0.01 Par Value Per Share | Acquisiton | 2015-02-12 | 3,166 | $0.00 | 14,661 | No | 4 | M | Direct | |
| Class A Common Shares, $0.01 Par Value Per Share | Disposition | 2015-02-13 | 1,465 | $8.47 | 13,196 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Shares, $0.01 Par Value Per Share | Stock Option (right to buy) | Acquisiton | 2015-02-12 | 86,200 | $0.00 | 86,200 | $8.50 |
| Class A Common Shares, $0.01 Par Value Per Share | Restricted Stock Unit (right to receive) | Disposition | 2015-02-12 | 3,166 | $0.00 | 3,166 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 86,200 | 2025-02-12 | No | 4 | A | Direct | |
| 6,334 | No | 4 | M | Direct |
Footnotes
- Represents restricted stock units granted pursuant to NMIH's 2014 Omnibus Incentive Plan. The shares underlying these restricted stock units vest in three equal annual installments beginning on February 12, 2016.
- Restricted stock units convert into common stock on a one-for-one basis.
- Represents shares sold pursuant to a Sell-to-Cover Rule 10b5-1 trading plan adopted by the reporting person on September 4, 2014 to pay withholding taxes due in connection with the vesting of certain restricted stock units on February 12, 2015.
- Granted pursuant to the NMIH 2014 Omnibus Incentive Plan. The option vests in three equal annual installments beginning on February 12, 2016.
- Granted pursuant to the NMIH 2012 Stock Incentive Plan. The shares underlying these restricted stock units vest in three equal annual installments beginning on February 12, 2015.
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