Filing Details

Accession Number:
0001547903-15-000021
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-02-17 19:50:42
Reporting Period:
2015-02-12
Filing Date:
2015-02-17
Accepted Time:
2015-02-17 19:50:42
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1547903 Nmi Holdings Inc. NMIH Surety Insurance (6351) 454914248
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1591042 L Patrick Mathis C/O Nmi Holdings, Inc.
2100 Powell Street, 12Th Fl.
Emeryville CA 94608
Evp, Chief Risk Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Shares, $0.01 Par Value Per Share Acquisiton 2015-02-12 9,000 $0.00 11,392 No 4 A Direct
Class A Common Shares, $0.01 Par Value Per Share Acquisiton 2015-02-12 3,166 $0.00 14,558 No 4 M Direct
Class A Common Shares, $0.01 Par Value Per Share Disposition 2015-02-13 1,465 $8.47 13,093 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Shares, $0.01 Par Value Per Share Stock Option (right to buy) Acquisiton 2015-02-12 70,700 $0.00 70,700 $8.50
Class A Common Shares, $0.01 Par Value Per Share Restricted Stock Unit (right to receive) Disposition 2015-02-12 3,166 $0.00 3,166 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
70,700 2025-02-12 No 4 A Direct
6,334 No 4 M Direct
Footnotes
  1. Represents restricted stock units granted pursuant to NMIH's 2014 Omnibus Incentive Plan. The shares underlying these restricted stock units vest in three equal annual installments beginning on February 12, 2016.
  2. Restricted stock units convert into common stock on a one-for-one basis.
  3. Represents shares sold pursuant to a Sell-to-Cover Rule 10b5-1 trading plan adopted by the reporting person on September 4, 2014 to pay withholding taxes due in connection with the vesting of certain restricted stock units on February 12, 2015.
  4. Granted pursuant to the NMIH 2014 Omnibus Incentive Plan. The option vests in three equal annual installments beginning on February 12, 2016.
  5. Granted pursuant to the NMIH 2012 Stock Incentive Plan. The shares underlying these restricted stock units vest in three equal annual installments beginning on February 12, 2015.