Filing Details

Accession Number:
0001209191-15-014833
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-02-17 19:16:08
Reporting Period:
2015-02-12
Filing Date:
2015-02-17
Accepted Time:
2015-02-17 19:16:08
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1440024 Roadrunner Transportation Systems Inc. RRTS Arrangement Of Transportation Of Freight & Cargo (4731) 202454942
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1446509 J. Brian Helden Van 4900 S. Pennsylvania Avenue
Cudahy WI 53110
Chief Operating Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-02-12 14,378 $13.39 47,806 No 4 M Direct
Common Stock Disposition 2015-02-12 14,378 $25.39 33,428 No 4 S Direct
Common Stock Acquisiton 2015-02-13 25,622 $13.39 59,050 No 4 M Direct
Common Stock Disposition 2015-02-13 25,622 $25.45 33,428 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Buy) Disposition 2015-02-12 14,378 $0.00 14,378 $13.39
Common Stock Employee Stock Option (Right to Buy) Disposition 2015-02-13 25,622 $0.00 25,622 $13.39
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
48,856 2017-04-09 No 4 M Direct
23,234 2017-04-09 No 4 M Direct
Footnotes
  1. The shares were sold pursuant to a 10b5-1 sales plan.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.390 to $25.410, inclusive. The reporting person undertakes to provide to Roadrunner Transportation Systems, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.40 to $25.57, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  4. 25% of the options vested on May 1, 2008 and 6.25% vested at the end of each subsequent three-month period.