Filing Details
- Accession Number:
- 0001209191-15-014801
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-02-17 18:58:41
- Reporting Period:
- 2015-02-12
- Filing Date:
- 2015-02-17
- Accepted Time:
- 2015-02-17 18:58:41
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1412043 | Opower Inc. | OPWR | Services-Prepackaged Software (7372) | 260542549 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1602094 | Daniel Yates | C/O Opower, Inc.. 1515 North Courthouse Road, 8Th Floor Arlington VA 22201 | Chief Executive Officer | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2015-02-12 | 19,918 | $13.03 | 6,408,799 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2015-02-12 | 5,167 | $0.00 | 6,413,966 | No | 4 | J | Direct | |
Common Stock | Disposition | 2015-02-12 | 4,946 | $13.03 | 1,612,593 | No | 4 | S | Indirect | See Footnote |
Common Stock | Disposition | 2015-02-13 | 29,954 | $13.39 | 6,384,012 | No | 4 | S | Direct | |
Common Stock | Disposition | 2015-02-13 | 7,437 | $13.39 | 1,605,156 | No | 4 | S | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | J | Direct | |
No | 4 | S | Indirect | See Footnote |
No | 4 | S | Direct | |
No | 4 | S | Indirect | See Footnote |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 50,000 | Indirect | See Footnote |
Footnotes
- This sale was effected pursuant to Rule 10b5-1 trading plans adopted by the Reporting Person on June 12, 2014.
- This sale price represents the weighted average sale price of the shares sold ranging from $12.75 to $13.21 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- Shares acquired by the Reporting Person pursuant to a pro rata distribution by a limited partnership to its partners for no additional consideration.
- Shares held by the Yates-Whitman 2013 Annuity Trust #1.
- This sale price represents the weighted average sale price of the shares sold ranging from $13.05 to $13.66 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- Shares held by Ralph Aaron Yates, Dorit Strauss Yates and Daniel Joseph Yates, Trustees of the Ralph Aaron Yates and Dorit Strauss Yates Declaration of Trust Dated December 19, 1990.