Filing Details

Accession Number:
0001140361-11-004757
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-01-28 17:39:54
Reporting Period:
2011-01-26
Filing Date:
2011-01-28
Accepted Time:
2011-01-28 17:39:54
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1481792 Quadaphics Inc. QUAD Commercial Printing (2750) 391152983
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1495362 C John Fowler C/O Quad/Graphics, Inc.
N63 W23075 Highway 74
Sussex WI 53089
Executive Vp And Cfo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2011-01-26 5,250 $25.95 178,307 No 4 M Direct
Class A Common Stock Disposition 2011-01-26 1,986 $42.56 176,321 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Stock Options (Right to Buy) Disposition 2011-01-26 5,250 $0.00 5,250 $25.95
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2021-01-31 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 96,256 Indirect As trustee - JJQ Tr
Class A Common Stock 19,197 Indirect By 401(a) Plan
Footnotes
  1. The exercise of the stock options and the sale of the underlying shares were made under a 10b5-1 plan previously adopted by the reporting person. 1,986 shares were sold to cover the exercise price and tax withholding related to the exercise of the stock options.
  2. The price in Column 4 is a weighted average price. The prices actually received ranged from $42.33 to $42.90. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.
  3. As Trustee for the James Joel Quadracci 2007 Descendants Trust. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
  4. Became exercisable with respect to 25% of the underlying shares of class A common stock on each of the first four five-year anniversaries of the January 1, 2001 grant date, or in full on each subsequent five-year anniversary, a change of control of Quad/Graphics, Inc. or a separation from service.