Filing Details
- Accession Number:
- 0001209191-11-005605
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-01-28 17:32:46
- Reporting Period:
- 2011-01-26
- Filing Date:
- 2011-01-28
- Accepted Time:
- 2011-01-28 17:32:46
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 731766 | Unitedhealth Group Inc | UNH | Hospital & Medical Service Plans (6324) | 411321939 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1407932 | Lori Sweere | C/O Unitedhealth Group 9900 Bren Road East Minnetonka MN 55343 | Evp, Human Capital | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-01-26 | 5,000 | $33.94 | 65,420 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-01-26 | 14,141 | $29.74 | 79,561 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-01-26 | 16,191 | $40.25 | 63,370 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2011-01-27 | 2,950 | $40.78 | 60,420 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Appreciation Right | Disposition | 2011-01-26 | 5,000 | $0.00 | 5,000 | $33.94 |
| Common Stock | Stock Appreciation Right | Disposition | 2011-01-26 | 14,141 | $0.00 | 14,141 | $29.74 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 96,821 | 2018-06-05 | No | 4 | M | Direct | |
| 42,420 | 2019-02-23 | No | 4 | M | Direct |
Footnotes
- Includes shares received through UnitedHealth Group Incorporated's Employee Stock Purchase Plan.
- The stock appreciation rights vest at a rate of 25% annually on June 5 from the years 2009 through 2012.
- The stock appreciation rights vest at a rate of 25% annually on February 3 from the years 2010 through 2013.
Billionaire Hedge Funds
