Filing Details
- Accession Number:
- 0001127602-15-006403
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-02-17 16:36:49
- Reporting Period:
- 2015-02-13
- Filing Date:
- 2015-02-17
- Accepted Time:
- 2015-02-17 16:36:49
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1041061 | Yum Brands Inc | YUM | Retail-Eating Places (5812) | 133951308 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1238487 | Anne Hollan Byerlein | 1441 Gardiner Lane Louisville KY 40213 | Chief People Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2015-02-13 | 81,467 | $49.30 | 81,471 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-02-13 | 67,450 | $74.67 | 14,021 | No | 4 | D | Direct | |
| Common Stock | Disposition | 2015-02-13 | 14,017 | $47.41 | 4 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2015-02-13 | 50,201 | $32.98 | 50,205 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-02-13 | 36,008 | $74.67 | 14,197 | No | 4 | D | Direct | |
| Common Stock | Disposition | 2015-02-13 | 14,193 | $74.41 | 4 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2015-02-13 | 67,659 | $29.29 | 67,663 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-02-13 | 46,836 | $74.67 | 20,827 | No | 4 | D | Direct | |
| Common Stock | Disposition | 2015-02-13 | 20,823 | $74.41 | 4 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2015-02-13 | 29,601 | $29.29 | 29,605 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-02-13 | 20,492 | $74.67 | 9,113 | No | 4 | D | Direct | |
| Common Stock | Disposition | 2015-02-13 | 9,109 | $74.41 | 4 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | D | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | D | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | D | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | D | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Appreciation Right | Disposition | 2015-02-13 | 81,467 | $0.00 | 81,467 | $49.30 |
| Common Stock | Stock Appreciation Right | Disposition | 2015-02-13 | 50,201 | $0.00 | 50,201 | $32.98 |
| Common Stock | Stock Appreciation Right | Disposition | 2015-02-13 | 67,659 | $0.00 | 67,659 | $29.29 |
| Common Stock | Stock Appreciation Right | Disposition | 2015-02-13 | 29,601 | $0.00 | 29,601 | $29.29 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2012-02-04 | 2021-02-04 | No | 4 | M | Direct |
| 0 | 2011-02-05 | 2020-02-05 | No | 4 | M | Direct |
| 0 | 2013-02-05 | 2019-02-05 | No | 4 | M | Direct |
| 0 | 2013-02-05 | 2019-02-05 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 1,733 | Indirect | By 401(k) Account |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $74.38 to $74.685. The price reported above reflects the average price. The reporting person hereby undertakes to provide upon request, to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $74.38 to $74.685. The price reported above reflects the average price. The reporting person hereby undertakes to provide upon request, to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $74.38 to $74.685. The price reported above reflects the average price. The reporting person hereby undertakes to provide upon request, to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $74.38 to $74.685. The price reported above reflects the average price. The reporting person hereby undertakes to provide upon request, to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.
- Vesting occurs 25% per year beginning 02/05/2011.
Billionaire Hedge Funds
