Filing Details
- Accession Number:
- 0001209191-15-014480
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-02-17 16:16:45
- Reporting Period:
- 2015-02-13
- Filing Date:
- 2015-02-17
- Accepted Time:
- 2015-02-17 16:16:45
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1140536 | Willis Group Holdings Plc | WSH | Insurance Agents, Brokers & Service (6411) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1330575 | C Anna Catalano | C/O Willis Group Holdings Plc 51 Lime Street London, England X0 EC3M 7DQ | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Ordinary Shares, Nominal Value $0.000115 Per Share | Acquisiton | 2015-02-13 | 30,000 | $36.19 | 44,425 | No | 4 | M | Direct | |
Ordinary Shares, Nominal Value $0.000115 Per Share | Disposition | 2015-02-13 | 30,000 | $47.73 | 14,425 | No | 4 | S | Direct | |
Ordinary Shares, Nominal Value $0.000115 Per Share | Disposition | 2015-02-13 | 3,000 | $47.92 | 11,425 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Ordinary Shares, Nominal Value $0.000115 Per Share | Stock Option (right to buy) | Disposition | 2015-02-13 | 30,000 | $0.00 | 30,000 | $36.19 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2007-08-03 | 2016-08-03 | No | 4 | M | Direct |
Footnotes
- The number of securities disposed of represents the aggregate number of shares sold in multiple open market transactions having prices ranging from $47.66 to $47.81 per share. The price listed in Table I represents the weighted average sale price for such sales. The reporting person undertakes to provide the staff of the Securities and Exchange Commission, the Issuer, or a stockholder of the Issuer, upon request, information regarding the number of shares sold at each separate price within the range.
- The number of securities disposed of represents the aggregate number of shares sold in multiple open market transactions having prices ranging from $47.92 to $47.9252 per share. The price listed in Table I represents the weighted average sale price for such sales. The reporting person undertakes to provide the staff of the Securities and Exchange Commission, the Issuer, or a stockholder of the Issuer, upon request, information regarding the number of shares sold at each separate price within the range.
- Includes an aggregate of 2,440 restricted share units ("RSUs"), which represent the right to receive ordinary shares, par value $0.000115 per share, of the Issuer, subject to the satisfaction of vesting requirements, and 1,361 vested RSUs with a deferred settlement no later than January 2, 2017.
- The stock option was fully vested and exercisable on August 3, 2011.