Filing Details
- Accession Number:
- 0001179110-11-001463
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-01-28 17:02:38
- Reporting Period:
- 2011-01-26
- Filing Date:
- 2011-01-28
- Accepted Time:
- 2011-01-28 17:02:38
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 355948 | Richardson Electronics Ltd | RELL | Wholesale-Electronic Parts & Equipment, Nec (5065) | 362096643 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1062797 | L Harold Purkey | 40W267 Keslinger Road Lafox IL 60147 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-01-26 | 5,000 | $4.26 | 32,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-01-26 | 5,000 | $13.00 | 27,000 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2011-01-26 | 2,814 | $5.65 | 29,814 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-01-26 | 2,814 | $13.00 | 27,000 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2011-01-27 | 5,000 | $7.90 | 32,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-01-27 | 5,000 | $13.00 | 27,000 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2011-01-27 | 2,186 | $5.65 | 29,186 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-01-27 | 2,186 | $13.00 | 27,000 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2011-01-27 | 5,000 | $7.41 | 32,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-01-27 | 5,000 | $13.00 | 27,000 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2011-01-27 | 5,000 | $9.48 | 32,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-01-27 | 5,000 | $13.00 | 27,000 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2011-01-27 | 5,000 | $8.31 | 32,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-01-27 | 5,000 | $13.00 | 27,000 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2011-01-27 | 5,000 | $9.00 | 32,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-01-27 | 5,000 | $13.00 | 27,000 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Employee Director Stock Option (Right to Buy) | Disposition | 2011-01-26 | 5,000 | $0.00 | 5,000 | $4.26 |
| Common Stock | Non-Employee Director Stock Option (Right to Buy) | Disposition | 2011-01-26 | 2,814 | $0.00 | 2,814 | $5.65 |
| Common Stock | Non-Employee Director Stock Option (Right to Buy) | Acquisiton | 2011-01-27 | 5,000 | $0.00 | 5,000 | $7.90 |
| Common Stock | Non-Employee Director Stock Option (Right to Buy) | Acquisiton | 2011-01-27 | 2,186 | $0.00 | 2,186 | $5.65 |
| Common Stock | Non-Employee Director Stock Option (Right to Buy) | Acquisiton | 2011-01-27 | 5,000 | $0.00 | 5,000 | $7.41 |
| Common Stock | Non-Employee Director Stock Option (Right to Buy) | Acquisiton | 2011-01-27 | 5,000 | $0.00 | 5,000 | $9.48 |
| Common Stock | Non-Employee Director Stock Option (Right to Buy) | Acquisiton | 2011-01-27 | 5,000 | $0.00 | 5,000 | $8.31 |
| Common Stock | Non-Employee Director Stock Option (Right to Buy) | Acquisiton | 2011-01-27 | 5,000 | $0.00 | 5,000 | $9.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2008-10-30 | 2018-11-30 | No | 4 | M | Direct |
| 2,186 | 2009-10-30 | 2019-11-30 | No | 4 | M | Direct |
| 0 | 2003-04-30 | 2013-05-30 | No | 4 | M | Direct |
| 0 | 2009-10-30 | 2019-11-30 | No | 4 | M | Direct |
| 0 | 2007-10-30 | 2017-11-30 | No | 4 | M | Direct |
| 0 | 2006-10-30 | 2016-11-30 | No | 4 | M | Direct |
| 0 | 2006-10-31 | 2015-11-30 | No | 4 | M | Direct |
| 0 | 2005-04-29 | 2015-05-31 | No | 4 | M | Direct |
Footnotes
- Partial exercise of an non-employee director stock option of which 5,000 shares vested on October 30, 2009.
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