Home > Insider Trading > Filing (0001181431-11-005802)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1120193	Nasdaq Omx Group Inc.	NDAQ	Security & Commodity Brokers, Dealers, Exchanges & Services (6200)	521165937

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1240163	John Jacobs	One Liberty Plaza New York NY 10006	Executive Vice President	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock, Par Value $0.01 Per Share	Acquisiton	2011-01-27	30,300	$8.50	162,146	No	4	M	Direct
Common Stock, Par Value $0.01 Per Share	Disposition	2011-01-27	30,300	$25.02	131,846	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Employee Stock Option (Right to Buy)	Disposition	2011-01-27	30,300	$0.00	30,300	$8.50

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0		2013-07-29	No	4	M	Direct

Reported Derivative Holdings

Sec. Name	Sec. Type	Price	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Employee Stock Option (Right to Buy)	$7.35	2014-11-15	200,000	200,000	Direct
Common Stock	Employee Stock Option (Right to Buy)	$9.15	2014-02-18	100,000	100,000	Direct
Common Stock	Employee Stock Option (Right to Buy)	$13.38	2012-07-24	29,700	29,700	Direct
Common Stock	Employee Stock Option (Right to Buy)	$19.75	2020-03-04	22,059	22,059	Direct
Common Stock	Employee Stock Option (Right to Buy)	$25.07	2018-12-17	45,528	45,528	Direct
Common Stock	Employee Stock Option (Right to Buy)	$35.92	2016-12-13	32,558	32,558	Direct
Common Stock	Employee Stock Option (Right to Buy)	$45.38	2017-12-12	22,564	22,564	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2014-11-15	200,000	200,000	Direct
2014-02-18	100,000	100,000	Direct
2012-07-24	29,700	29,700	Direct
2020-03-04	22,059	22,059	Direct
2018-12-17	45,528	45,528	Direct
2016-12-13	32,558	32,558	Direct
2017-12-12	22,564	22,564	Direct

Footnotes

The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 9, 2010.
Represents (i) 14,000 shares acquired upon the exercise of vested stock options, (ii) 67,620 shares or units of restricted stock, of which 17,620 are vested, (iii) 34,534 unvested shares underlying PSUs and (iv) 15,692 shares purchased under the Employee Stock Purchase Plan.
Options exercisable as to 100%.
Options exercisable as to 100%.
Options exercisable as to 100%.
Options exercisable as to 100%.
Options exercisable on March 4, 2014, subject to accelerated vesting on March 4, 2013, or extension of vesting until March 4, 2015, depending on the achievement of performance goals.
Options exercisable on December 17, 2012.
Options exercisable as to 100%.
Options exercisable as to 100%.