Filing Details
- Accession Number:
- 0001594628-15-000003
- Form Type:
- 5
- Zero Holdings:
- No
- Publication Time:
- 2015-02-13 17:22:24
- Reporting Period:
- 2014-12-31
- Filing Date:
- 2015-02-13
- Accepted Time:
- 2015-02-13 17:22:24
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 791963 | Oppenheimer Holdings Inc | OPY | Security Brokers, Dealers & Flotation Companies (6211) | 980080034 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1594628 | S Robert Lowenthal | 85 Broad Street New York NY 10004 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Non-Voting Common Stock | Acquisiton | 2014-01-06 | 6 | $24.04 | 3,156 | No | 5 | P | Indirect | Participant Oppenheimer 401 K Plan |
| Class A Non-Voting Common Stock | Acquisiton | 2014-01-16 | 40 | $24.16 | 3,196 | No | 5 | P | Indirect | Participant Oppenheimer 401 K Plan |
| Class A Non-Voting Common Stock | Acquisiton | 2014-02-03 | 35 | $22.99 | 3,231 | No | 5 | P | Indirect | Participant Oppenheimer 401 K Plan |
| Class A Non-Voting Common Stock | Acquisiton | 2014-02-05 | 74 | $22.82 | 3,305 | No | 5 | P | Indirect | Participant Oppenheimer 401 K Plan |
| Class A Non-Voting Common Stock | Acquisiton | 2014-02-28 | 0 | $27.31 | 3,306 | No | 5 | P | Indirect | Participant Oppenheimer 401 K Plan |
| Class A Non-Voting Common Stock | Acquisiton | 2014-05-27 | 15 | $23.95 | 3,321 | No | 5 | P | Indirect | Participant Oppenheimer 401 K Plan |
| Class A Non-Voting Common Stock | Acquisiton | 2014-08-29 | 15 | $24.16 | 3,336 | No | 5 | P | Indirect | Participant Oppenheimer 401 K Plan |
| Class A Non-Voting Common Stock | Acquisiton | 2014-12-02 | 16 | $22.78 | 3,352 | No | 5 | P | Indirect | Participant Oppenheimer 401 K Plan |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | P | Indirect | Participant Oppenheimer 401 K Plan |
| No | 5 | P | Indirect | Participant Oppenheimer 401 K Plan |
| No | 5 | P | Indirect | Participant Oppenheimer 401 K Plan |
| No | 5 | P | Indirect | Participant Oppenheimer 401 K Plan |
| No | 5 | P | Indirect | Participant Oppenheimer 401 K Plan |
| No | 5 | P | Indirect | Participant Oppenheimer 401 K Plan |
| No | 5 | P | Indirect | Participant Oppenheimer 401 K Plan |
| No | 5 | P | Indirect | Participant Oppenheimer 401 K Plan |
Footnotes
- The transaction describes an automatic dividend reinvestment program in the Reporting Owner's Oppenheimer & Co. Inc. 401k Plan.
Billionaire Hedge Funds
