Filing Details
- Accession Number:
- 0001192381-15-000011
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-02-13 17:04:12
- Reporting Period:
- 2015-02-11
- Filing Date:
- 2015-02-13
- Accepted Time:
- 2015-02-13 17:04:12
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 707549 | Lam Research Corp | LRCX | Special Industry Machinery, Nec (3559) | 942634797 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1469469 | R Douglas Bettinger | 4650 Cushing Parkway Fremont CA 94538 | Evp, Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2015-02-11 | 1,089 | $42.41 | 34,807 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2015-02-11 | 12,406 | $0.00 | 47,213 | No | 4 | A | Direct | |
| Common Stock | Disposition | 2015-02-12 | 544 | $80.75 | 46,669 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | A | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2015-02-11 | 1,089 | $0.00 | 1,089 | $42.41 |
| Common Stock | Employee Stock Option (Right to Buy) | Acquisiton | 2015-02-11 | 9,303 | $0.00 | 9,303 | $80.60 |
| Common Stock | Market-based Performance Restricted Stock Unit | Acquisiton | 2015-02-11 | 15,508 | $0.00 | 15,508 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 52,267 | 2015-02-08 | 2020-03-11 | No | 4 | M | Direct |
| 61,570 | 2022-02-11 | No | 4 | A | Direct | |
| 51,731 | No | 4 | A | Direct |
Footnotes
- Amount reported includes shares subject to unvested Restricted Stock Units.
- 33.3% of the RSUs will vest on 2/11/16, 2/11/17, and 2/11/18.
- Shares sold pursuant to 10b5-1 Trading Plan.
- 33.3% of the stock options will vest on 2/11/16, 2/11/17, and 2/11/18.
- These Market-based Performance Restricted Stock Units vest between 0% and 150% on 2/11/18. The performance of these awards is based on the Lam Research Total Shareholder Return performance relative to the Philadelphia Semiconductor Sector Index Total Shareholder Return during the performance period of 2/2/15 to 2/2/18.
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