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Home > Insider Trading > Filing (0001041339-15-000003)

Filing Details

Accession Number:: 0001041339-15-000003
Form Type:: 5
Zero Holdings:: No
Publication Time:: 2015-02-13 15:37:19
Reporting Period:: 2014-12-31

Filing Date:: 2015-02-13
Accepted Time:: 2015-02-13 15:37:19
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
791963	Oppenheimer Holdings Inc	OPY	Security Brokers, Dealers & Flotation Companies (6211)	980080034

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1041339	G Albert Lowenthal	188 Mamaroneck Rd Scarsdale NY 10583	Ceo	Yes	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Non-Voting Common Stock	Acquisiton	2014-02-28	52	$27.31	12,904	No	5	P	Indirect	Held in the Oppenheimer & Co. Inc. 401k Plan
Class A Non-Voting Common Stock	Acquisiton	2014-05-27	59	$23.95	12,963	No	5	P	Indirect	Held in the Oppenheimer & Co. Inc. 401k Plan
Class A Non-Voting Common Stock	Acquisiton	2014-08-29	59	$24.16	13,023	No	5	P	Indirect	Held in the Oppenheimer & Co. Inc. 401k Plan
Class A Non-Voting Common Stock	Acquisiton	2014-12-02	62	$22.78	13,085	No	5	P	Indirect	Held in the Oppenheimer & Co. Inc. 401k Plan

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	5	P	Indirect	Held in the Oppenheimer & Co. Inc. 401k Plan
No	5	P	Indirect	Held in the Oppenheimer & Co. Inc. 401k Plan
No	5	P	Indirect	Held in the Oppenheimer & Co. Inc. 401k Plan
No	5	P	Indirect	Held in the Oppenheimer & Co. Inc. 401k Plan

Footnotes

The transaction describes an automatic dividend reinvestment program in the Reporting Owner's Oppenheimer & Co. Inc. 401k Plan.