Filing Details
- Accession Number:
- 0001041339-15-000003
- Form Type:
- 5
- Zero Holdings:
- No
- Publication Time:
- 2015-02-13 15:37:19
- Reporting Period:
- 2014-12-31
- Filing Date:
- 2015-02-13
- Accepted Time:
- 2015-02-13 15:37:19
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
791963 | Oppenheimer Holdings Inc | OPY | Security Brokers, Dealers & Flotation Companies (6211) | 980080034 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1041339 | G Albert Lowenthal | 188 Mamaroneck Rd Scarsdale NY 10583 | Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Non-Voting Common Stock | Acquisiton | 2014-02-28 | 52 | $27.31 | 12,904 | No | 5 | P | Indirect | Held in the Oppenheimer & Co. Inc. 401k Plan |
Class A Non-Voting Common Stock | Acquisiton | 2014-05-27 | 59 | $23.95 | 12,963 | No | 5 | P | Indirect | Held in the Oppenheimer & Co. Inc. 401k Plan |
Class A Non-Voting Common Stock | Acquisiton | 2014-08-29 | 59 | $24.16 | 13,023 | No | 5 | P | Indirect | Held in the Oppenheimer & Co. Inc. 401k Plan |
Class A Non-Voting Common Stock | Acquisiton | 2014-12-02 | 62 | $22.78 | 13,085 | No | 5 | P | Indirect | Held in the Oppenheimer & Co. Inc. 401k Plan |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 5 | P | Indirect | Held in the Oppenheimer & Co. Inc. 401k Plan |
No | 5 | P | Indirect | Held in the Oppenheimer & Co. Inc. 401k Plan |
No | 5 | P | Indirect | Held in the Oppenheimer & Co. Inc. 401k Plan |
No | 5 | P | Indirect | Held in the Oppenheimer & Co. Inc. 401k Plan |
Footnotes
- The transaction describes an automatic dividend reinvestment program in the Reporting Owner's Oppenheimer & Co. Inc. 401k Plan.