Filing Details
- Accession Number:
- 0001127602-15-005940
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2015-02-13 13:15:22
- Reporting Period:
- 2014-08-01
- Filing Date:
- 2015-02-13
- Accepted Time:
- 2015-02-13 13:15:22
- Original Submission Date:
- 2014-09-30
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1005817 | Tompkins Financial Corp | TMP | State Commercial Banks (6022) | 161482357 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1074514 | E John Alexander | Tompkins Financial Corporation Po Box 460 Ithaca NY 14851 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-08-01 | 4,000 | $44.35 | 39,151 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2014-08-04 | 1,000 | $43.66 | 40,489 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct |
Footnotes
- This Amendment is being filed to correct the reporting person's holdings as reported in Column 5 of his Form 4 filed on 9/30/2014, which inadvertently omitted 2,750 shares from the reporting person's total holdings. These shares also were inadvertently omitted from two Forms 4 filed by the reporting person on 10/6/2014 and 1/6/2015.