Filing Details
- Accession Number:
- 0001056943-15-000015
- Form Type:
- 5
- Zero Holdings:
- No
- Publication Time:
- 2015-02-13 10:34:27
- Reporting Period:
- 2014-12-31
- Filing Date:
- 2015-02-13
- Accepted Time:
- 2015-02-13 10:34:27
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1056943 | Peoples Financial Services Corp. | PFIS | National Commercial Banks (6021) | 232391852 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1233425 | Jr S Richard Lochen | C/O Peoples Security Bank &Amp; Trust Co. 150 N Washington Ave Scranton PA 18503 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-12-31 | 41 | $0.00 | 1,117 | No | 5 | J | Indirect | PSB&T Employee Stock Ownership Plan |
Common Stock | Acquisiton | 2014-04-10 | 139 | $43.21 | 258 | No | 4 | P | Indirect | by Son |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 5 | J | Indirect | PSB&T Employee Stock Ownership Plan |
No | 4 | P | Indirect | by Son |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 7,189 | Direct | |
Common Stock | 865 | Indirect | IRA |
Common Stock | 116 | Indirect | As Custodian for Child under the UTMA/PA |
Common Stock | 116 | Indirect | As Custodian for Child under the UTMA/PA |
Footnotes
- Balance includes adjustment for an aggregate of 80.45 shares acquired by the reporting person through dividend reinvestment under the Issuer's Dividend Reinvestment and Stock Purchase Plan.
- Represents an allocation of shares under the Issuer's Employee Stock Ownership Plan.
- Balance includes adjustment for an aggregate of 4.642 shares acquired by the reporting person's son through dividend reinvestment under the Issuer's Dividend Reinvestment and Stock Purchase Plan.
- Balance includes adjustment for an aggregate of 2.097 shares acquired by the reporting person as custodian for child through dividend reinvestment under the Issuer's Dividend Reinvestment and Stock Purchase Plan.