Filing Details

Accession Number:
0001213184-15-000006
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-02-12 21:13:54
Reporting Period:
2015-02-10
Filing Date:
2015-02-12
Accepted Time:
2015-02-12 21:13:54
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
225263 Newport Corp NEWP Laboratory Apparatus & Furniture (3821) 940849175
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1213190 J Robert Phillippy 1791 Deere Avenue
Irvine CA 92606
President & Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-02-10 83,400 $4.18 354,795 No 4 M Direct
Common Stock Disposition 2015-02-10 17,131 $20.35 337,664 No 4 D Direct
Common Stock Disposition 2015-02-11 47,580 $20.30 290,084 No 4 S Direct
Common Stock Disposition 2015-02-12 18,689 $20.20 271,395 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 D Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock-settled stock appreciation right Disposition 2015-02-10 83,400 $0.00 83,400 $4.18
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2016-03-20 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 51,714 Indirect Held in family trust
Footnotes
  1. Transaction was effected pursuant to a Rule 10b5-1 trading plan established by reporting person on September 11, 2014.
  2. Reflects the disposition of shares to the issuer deemed to occur upon the exercise of a stock appreciation right (such shares having a total value at the time of exercise equal to the aggregate base value of the stock appreciation right).
  3. Reflects the weighted-average sale price for an aggregate of 47,580 shares sold in multiple transactions at prices ranging from $20.21 to $20.46 per share. Reporting person undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  4. Reflects the weighted-average sale price for an aggregate of 18,689 shares sold in multiple transactions at prices ranging from $20.09 to $20.36 per share. Reporting person undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  5. Shares are held by reporting person and his spouse as trustees of a family trust.
  6. Stock appreciation right became fully vested on March 20, 2012.