Filing Details
- Accession Number:
- 0001213184-15-000006
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-02-12 21:13:54
- Reporting Period:
- 2015-02-10
- Filing Date:
- 2015-02-12
- Accepted Time:
- 2015-02-12 21:13:54
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
225263 | Newport Corp | NEWP | Laboratory Apparatus & Furniture (3821) | 940849175 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1213190 | J Robert Phillippy | 1791 Deere Avenue Irvine CA 92606 | President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-02-10 | 83,400 | $4.18 | 354,795 | No | 4 | M | Direct | |
Common Stock | Disposition | 2015-02-10 | 17,131 | $20.35 | 337,664 | No | 4 | D | Direct | |
Common Stock | Disposition | 2015-02-11 | 47,580 | $20.30 | 290,084 | No | 4 | S | Direct | |
Common Stock | Disposition | 2015-02-12 | 18,689 | $20.20 | 271,395 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | D | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock-settled stock appreciation right | Disposition | 2015-02-10 | 83,400 | $0.00 | 83,400 | $4.18 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2016-03-20 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 51,714 | Indirect | Held in family trust |
Footnotes
- Transaction was effected pursuant to a Rule 10b5-1 trading plan established by reporting person on September 11, 2014.
- Reflects the disposition of shares to the issuer deemed to occur upon the exercise of a stock appreciation right (such shares having a total value at the time of exercise equal to the aggregate base value of the stock appreciation right).
- Reflects the weighted-average sale price for an aggregate of 47,580 shares sold in multiple transactions at prices ranging from $20.21 to $20.46 per share. Reporting person undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- Reflects the weighted-average sale price for an aggregate of 18,689 shares sold in multiple transactions at prices ranging from $20.09 to $20.36 per share. Reporting person undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- Shares are held by reporting person and his spouse as trustees of a family trust.
- Stock appreciation right became fully vested on March 20, 2012.